Yue (SFC:BNL473) Zhang
張悦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BNL473) Zhang (張悦), a licensed former licensee with CE reference BNL473. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2021-03-31 | 2022-04-20 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-31 | 2022-04-20 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2021-03-31 | 2022-04-20 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-03 | 2021-03-31 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-09-03 | 2021-03-31 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2018-09-03 | 2021-03-31 |