Chin Ho Yip
葉展灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Ho Yip (葉展灝), a licensed Responsible Officer with CE reference AWE953. Currently licensed at 2 firm(s): OCBC Securities Brokerage (Hong Kong) Limited, OCBC Futures Investment (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-04-13 | present |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-09 | present |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-10-09 | present |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-04 | 2024-10-09 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-04 | 2024-10-09 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-29 | 2024-06-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-29 | 2024-06-19 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | 2024-06-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-04-29 | 2024-06-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-02 | 2020-04-29 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-04-02 | 2020-04-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-04 | 2020-04-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-04 | 2020-04-29 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-12 | 2019-10-30 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-28 | 2019-08-21 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-01 | 2019-08-21 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-31 | 2016-05-23 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-31 | 2016-05-23 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-23 | 2015-12-31 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-23 | 2015-12-31 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-11-05 | 2015-12-11 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-24 | 2015-12-11 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-09-24 | 2015-12-11 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-03 | 2014-09-24 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-03 | 2014-09-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-01-31 | 2014-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-28 | 2014-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2014-04-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-02 | 2014-04-04 |