Po Ling Ng
吳寶玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Ling Ng (吳寶玲), a licensed Representative with CE reference AYI107. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-09-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2022-06-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | 2022-06-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-04 | 2022-06-30 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2018-08-13 | 2020-02-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-18 | 2013-06-03 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-11-18 | 2013-06-03 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2011-11-18 | 2013-06-03 |