Henry Wai Ki Kwok
郭偉奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Wai Ki Kwok (郭偉奇), a licensed Responsible Officer with CE reference AGJ901. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2011-10-14 | present |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-10-17 | 2020-11-03 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 9 — Asset management | 2014-10-17 | 2020-11-03 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-05 | 2011-10-14 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-05 | 2008-09-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-05 | 2008-09-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2005-12-05 | 2011-10-14 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-18 | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-09-22 |