Wan Li Lu
陸萬里
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Li Lu (陸萬里), a licensed Responsible Officer with CE reference AVJ696. Currently licensed at 1 firm(s): WealthQuay Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-28 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 — Asset management | 2025-05-28 | present |
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-01 | 2025-04-25 |
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 9 — Asset management | 2023-12-01 | 2025-04-25 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2022-04-26 | 2023-09-11 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-01 | 2023-09-11 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-06-01 | 2023-09-11 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2021-06-01 | 2022-04-26 |
| Eastfort Asset Management Private Limited 東衛資產管理私人有限公司 |
Rep | Type 9 — Asset management | 2019-05-08 | 2021-04-26 |
| Junson Asset Management (Hong Kong) Limited 佳辰資産管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-01-09 | 2019-03-29 |
| Junson Asset Management (Hong Kong) Limited 佳辰資産管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-14 | 2018-01-09 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 — Asset management | 2017-05-19 | 2017-06-30 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2017-01-20 | 2017-05-19 |
| Patrol Capital Management Limited | Rep | Type 9 — Asset management | 2016-09-19 | 2016-11-11 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-03 | 2016-09-01 |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-09-24 | 2014-03-28 |