CCB Securities Limited
建行證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CCB Securities Limited (建行證券有限公司), a Hong Kong-based licensed corporation with CE reference AGJ534. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 8 (total recorded over time: 36). Earliest licence on file: 2016-06-20.
Registered address
3F, CCB Center, 18 Wang Chiu Road, Kowloon Bay, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2016-06-20 | 2023-11-14 |
| Type 4 — Advising on securities | present | 2003-09-02 |
| Type 6 — Advising on corporate finance | present | 2003-09-02 |
| Type 9 — Asset management | 2016-06-20 | 2023-11-14 |
| Type 9 — Asset management | present | 2003-09-02 |
Licensed staff (all-time) (36)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shanshan Chen 陳姍姍 | RO 1 Rep 4, 9 | 2017-05 | 2019-07 |
| Tat Kin Cheng 鄭達堅 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ryan Cheuk Hang Ho 何卓恒 | RO 1 Rep 1 | 2022-11 | 2025-03 |
| Sai Cheong Li 李世昌 | RO 1, 4, 6, 9 | Pre-2003 | 2022-07 |
| Lei (SFC:BMW156) Liu 劉蕾 | RO 4, 9 | 2018-11 | 2019-11 |
| Wan Li Lu 陸萬里 | RO 9 Rep 9 | 2017-01 | 2017-06 |
| Raymond Tse 謝禮文 | RO 1, 4, 9 | 2016-06 | 2018-03 |
| Ching Luk Wu 胡清略 | RO 1 | 2025-03 | Present |
| David Chun Wan Wu 胡震寰 | RO 1 | 2025-10 | Present |
| Ka Lok Yan 甄嘉樂 | RO 1, 4, 9 | 2016-06 | 2019-07 |
| Peng Yao 姚鵬 | RO 4, 9 | 2019-11 | 2020-07 |
| Jason Sin Chor Yeung 楊先楚 | RO 1, 4, 9 | 2021-06 | 2023-09 |
| Jianjia Ying 應健佳 | RO 1, 4, 9 | 2018-02 | 2021-12 |
| Portia Cheuk Ting Yuen 袁婥婷 | RO 1 | 2025-04 | Present |
| Ting (SFC:AZI913) Zhang 張婷 | RO 4, 9 Rep 9 | 2018-02 | 2021-10 |
| He (SFC:BNO455) Zhao 趙赫 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-10 | 2023-09 |
| Chi Bun Chan 陳志賓 | Rep 4, 9 | 2020-08 | 2020-10 |
| Christine Mo Ching Chan 陳慕貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Ka Yee (SFC:AMB111) Ho 何嘉誼 | Rep 1 | 2005-07 | 2025-07 |
| Yongning Jiang 江永宁 | Rep 9 | 2017-01 | 2019-09 |
| Jing Jin 金晶 | Rep 4, 9 | 2018-01 | 2021-06 |
| Lai Ha Lau 劉麗霞 | Rep 1 | 2006-10 | 2025-12 |
| Sin Man Catherine Li 李倩汶 | Rep 1 | 2025-11 | Present |
| Xiaoyu (SFC:BPL890) Liu 劉曉雨 | Rep 1, 4, 9 | 2020-05 | 2023-03 |
| Wai Ping Ng 吳慧萍 | Rep 1 | 2025-11 | Present |
| Hanzi Ni 倪晗子 | Rep 1, 4, 9 | 2021-05 | 2023-07 |
| Pui Ying Shih 施佩瑛 | Rep 1, 4, 9 | 2021-11 | 2023-01 |
| Hon Wah Siu 蕭瀚樺 | Rep 1 | 2025-12 | Present |
| Wai Sum (SFC:BHA088) Tam 譚惠心 | Rep 4, 9 | 2016-11 | 2019-11 |
| Chutian Tao 陶楚恬 | Rep 9 | 2017-01 | 2019-08 |
| Chek Ming Tsui 徐澤明 | Rep 1, 4, 6, 9 | 2003-06 | 2006-06 |
| Michelle Ka Yee Wan 溫嘉兒 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Jieli Wu 吳潔荔 | Rep 9 | 2017-01 | 2019-09 |
| Zhiqiu Xie 謝知秋 | Rep 1, 4, 9 | 2019-04 | 2019-08 |
| Zhe Yi 易哲 | Rep 1, 4, 9 | 2019-05 | 2023-08 |
| Desmond Sai Ho Yip 葉世豪 | Rep 1 | 2005-06 | 2008-05 |
Showing 1–36 of 36
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