He (SFC:BNO455) Zhao
趙赫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He (SFC:BNO455) Zhao (趙赫), a licensed former licensee with CE reference BNO455. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 — Asset management | 2021-12-22 | 2023-09-01 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-08 | 2021-12-22 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-08 | 2021-12-22 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2018-10-19 | 2021-12-22 |