Zhe Yi
易哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Yi (易哲), a licensed Representative with CE reference BOI764. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-16 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2024-08-16 | present |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-08 | 2023-08-07 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-08 | 2023-08-07 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2019-05-08 | 2023-08-07 |