Hanzi Ni
倪晗子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanzi Ni (倪晗子), a licensed former licensee with CE reference BQX834. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | 2023-07-12 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-10 | 2023-07-12 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2021-05-10 | 2023-07-12 |