Sai Cheong Li
李世昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Cheong Li (李世昌), a licensed former licensee with CE reference ACS348. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-07-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-02 |