Walter Chi Keung Wu
鄔智強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Chi Keung Wu (鄔智強), a licensed former licensee with CE reference AAZ514. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 — Advising on securities | 2022-04-01 | 2025-09-10 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 — Asset management | 2022-04-01 | 2025-09-10 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 — Advising on securities | 2020-09-22 | 2021-04-06 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 — Asset management | 2020-09-22 | 2021-04-06 |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-02 | 2019-07-16 |
| Axial Capital Management Limited | RO | Type 9 — Asset management | 2012-04-26 | 2013-11-13 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-12 | 2008-10-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-12 | 2008-10-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2008-08-12 | 2008-10-28 |
| Fortis Investment Management Hong Kong Limited | RO | Type 5 — Advising on futures contracts | 2007-10-31 | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-07-25 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2008-02-01 |