Fortis Investment Management Hong Kong Limited

CE No. ANY408 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fortis Investment Management Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference ANY408. Current licensed staff on file: 0 (total recorded over time: 24). Earliest licence on file: 2007-01-19.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2007-01-19 2008-09-11
Type 4 — Advising on securities 2007-01-19 2008-09-11
Type 5 — Advising on futures contracts 2007-10-31 2008-09-11
Type 9 — Asset management 2007-01-19 2008-09-11

Licensed staff (all-time) (24)
Active on date

Name Activities First licensed To
Chi Chow Chan 陳致洲 RO 1, 4, 9 2007-01 2008-08
Yiu Fai (SFC:AAB976) Fung 馮耀輝 RO 1, 4, 5, 9 2007-10 2008-08
Wai Shing Ko 高偉成 RO 5 2008-05 2008-08
Marcus Martinus Te Riele RO 1, 4, 9 2007-03 2008-08
Ren Can Tian 田仁燦 RO 1, 4, 9 Rep 1, 4, 9 2007-01 2008-08
Walter Chi Keung Wu 鄔智強 RO 5 2007-10 2008-02
Rana Bikram Bakshi Gupta Rep 4, 9 2007-08 2008-08
Andrew Ding Bong Chan 陳定邦 Rep 4 2008-03 2008-08
Siu Chi Chan 陳少芝 Rep 1, 4 2007-05 2008-08
Hing Man Chow 鄒慶文 Rep 4 2007-11 2008-08
Yong Sern Chow Rep 4, 9 2007-01 2008-06
Siu Wing (SFC:ABV517) Fung 馮紹榮 Rep 4, 9 2007-01 2007-08
Lei (SFC:AOE023) Ge 葛磊 Rep 4, 9 2007-01 2007-02
Simon Francois Godfrey Rep 1 2007-08 2008-08
Ka Yau Ho 何家祐 Rep 5, 9 2007-11 2008-08
Surina Wai Yi Hui 許慧儀 Rep 1, 4, 5, 9 2007-11 2008-03
Lili Kang 康麗麗 Rep 4, 9 2007-02 2008-08
Nicola Ying Xi Lai 賴穎熙 Rep 9 2007-11 2008-08
Jeanette Kwan Tung Lee 李君彤 Rep 9 2007-11 2008-08
Wee Ping Nah 藍維彬 Rep 1, 4 2007-01 2008-08
Laurent Napione Rep 4, 9 2007-01 2007-03
Man Kin Tjiang 張文健 Rep 4, 9 2007-01 2008-08
Cheuk Lai Yeung 楊卓麗 Rep 1 2007-07 2008-08
Cheuk Chung Yuen 袁卓中 Rep 5, 9 2007-11 2008-08
Showing 1–24 of 24

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