Yiu Fai (SFC:AAB976) Fung
馮耀輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Fai (SFC:AAB976) Fung (馮耀輝), a licensed former licensee with CE reference AAB976. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-02 | 2019-06-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-02 | 2009-02-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-06-02 | 2009-02-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-06-02 | 2009-02-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2008-06-02 | 2009-02-01 |
| Fortis Investment Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2008-02-14 | 2008-08-18 |
| Fortis Investment Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2008-02-14 | 2008-08-18 |
| Fortis Investment Management Hong Kong Limited | RO | Type 9 — Asset management | 2008-02-14 | 2008-08-18 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2008-01-10 | 2009-02-01 |
| Fortis Investment Management Hong Kong Limited | RO | Type 5 — Advising on futures contracts | 2007-10-31 | 2008-08-18 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-01-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-01-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2008-01-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-07-25 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2008-01-31 |