TC Investment Management (Asia) Limited

同創投資管理(亞洲)有限公司
CE No. AFT106 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TC Investment Management (Asia) Limited (同創投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AFT106. Current licensed staff on file: 0 (total recorded over time: 75). Earliest licence on file: 2014-03-18.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2014-03-18 2020-04-16
Type 1 — Dealing in securities present 2008-02-14
Type 4 — Advising on securities 2014-03-18 2020-04-16
Type 4 — Advising on securities present 2008-02-14
Type 5 — Advising on futures contracts present 2008-02-14
Type 6 — Advising on corporate finance present 2005-07-25
Type 9 — Asset management present 2008-02-14

Licensed staff (all-time) (75)
Active on date

Name Activities First licensed To
Wing Keung Chow 周永強 RO 1, 4 2014-03 2015-08
Yiu Fai (SFC:AAB976) Fung 馮耀輝 RO 1, 4, 5, 6, 9 Pre-2003 2008-01
Zhijian Huang 黃志堅 RO 1, 4 2018-02 2020-02
Surina Wai Yi Hui 許慧儀 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2004-10 2007-10
Pui Fun Lam 林佩芬 RO 1, 4 Rep 1 2015-10 2020-04
Abby Mei Shan Leung 梁美珊 RO 1, 4 2014-03 2015-10
Tsz Lun Leung 梁子倫 RO 4 Rep 1, 4 2016-02 2019-10
Wai Biu Tse 謝偉標 RO 1, 4 Rep 1 2015-09 2019-07
Walter Chi Keung Wu 鄔智強 RO 1, 4, 5, 6, 9 Pre-2003 2008-02
Thomas Cheung Ka Yiu 姚章嘉 RO 1, 4 2014-03 2017-05
Chor Man Yu 余楚雯 RO 1, 4 Rep 1 2015-06 2019-06
Kwok Leung (SFC:BHD309) Au 歐國良 Rep 1, 4 2016-04 2019-10
Kit Yan (SFC:BFP172) Chan 陳潔恩 Rep 1, 4 2015-08 2019-10
Suk Man Chan 陳淑敏 Rep 1, 4, 5, 6, 9 Pre-2003 2004-07
Wing Sze (SFC:ARE665) Chan 陳詠詩 Rep 1, 4 2014-05 2015-04
Siu Wing Cheng 鄭少榮 Rep 1, 4 2016-09 2019-10
Wing Shan Ching 程詠珊 Rep 1, 4 2018-12 2019-10
Hing Man Chow 鄒慶文 Rep 4 2007-02 2007-10
Ka Wai Chow 周家瑋 Rep 1, 4 2016-04 2016-08
Rose Wing Sze Choy 蔡永思 Rep 5, 9 2003-05 2004-11
Sandy Lai Sze Chung 鍾麗詩 Rep 1, 4 2015-06 2019-10
Lisa Marie Kar Yee Djeng 鄭嘉儀 Rep 1, 4, 5, 6, 9 Pre-2003 2005-10
Siu Kee Fok 霍少祺 Rep 1, 4 2015-08 2019-10
Joanne Shuk Man Fu 符淑雯 Rep 1, 4, 6, 9 Pre-2003 2003-05
Johnny Yim Hon Fung 馮琰漢 Rep 1, 4 2016-08 2019-06
Ngok Che Fung 馮岳枝 Rep 1, 4 2015-10 2017-04
Ka Yau Ho 何家祐 Rep 5, 9 2006-09 2007-10
Wai Ki Michael Ip 葉偉麒 Rep 1, 4 2016-04 2016-11
Shuk Ling Iu 姚淑玲 Rep 1, 4 2014-06 2015-08
Danny Kin Man Kwong 鄺健民 Rep 1, 4 2016-04 2019-10
Nicola Ying Xi Lai 賴穎熙 Rep 9 2007-02 2007-10
Ching Fai Lam 林澄暉 Rep 1, 4 2014-04 2014-05
Hung Kong Lau 劉紅崗 Rep 1, 4 2016-04 2019-10
Paul Ka Kit Lau 劉家傑 Rep 5, 9 2005-09 2007-09
Wai Yip Lawrence Lau 劉偉業 Rep 1, 4 2017-10 2019-10
Jeanette Kwan Tung Lee 李君彤 Rep 9 2007-02 2007-10
Ka Kit Carrie Lee 李嘉潔 Rep 1, 4 2016-04 2019-10
Mou Chin Lee 李茂展 Rep 1, 4, 5, 6, 9 Pre-2003 2004-05
Pik Yu Lee 李碧如 Rep 1, 4 2014-06 2018-04
Fung Sin Leung 梁鳳仙 Rep 1, 4 2017-11 2019-10
Po Hung Leung 梁寶紅 Rep 1, 4 2016-09 2019-05
Siu Hung Leung 梁兆雄 Rep 1, 4 2017-12 2019-10
Charles Sai Yiu Li 李世耀 Rep 4 2003-11 2006-06
Kwok Chung Li 李國聰 Rep 1, 4 2015-10 2018-01
Simon Kwok Fai Li 李國輝 Rep 1, 4 2015-10 2017-01
Chau Kam Mui 梅秋琴 Rep 1, 4 2016-04 2019-10
Ho Yan (SFC:BCN685) Ng 吳皓欣 Rep 1, 4 2015-10 2016-03
Ka Chi (SFC:AWZ059) Ng 吳家智 Rep 1, 4 2016-01 2019-10
Kai Pan Ng 吳啟斌 Rep 1, 4 2016-05 2017-10
Yim Mui Poon 潘艷梅 Rep 1, 4 2016-04 2019-10
Sin Wan Siu 蕭善尹 Rep 1, 4 2015-10 2017-07
Gregory Lok Hang Suen 孫樂衡 Rep 5, 9 2004-11 2007-11
Ying Wai Tam 譚英慧 Rep 1, 4 2018-05 2019-10
Pun Shing Tan 陳本勝 Rep 1, 4 2017-10 2019-10
Heymman Hoi Man Tang 鄧開文 Rep 1, 4 2014-05 2015-10
Wai Sin Tang 鄧葦倩 Rep 1, 4 2016-05 2017-05
Rita Kit Ying Wan 溫潔英 Rep 1, 4 2016-04 2016-10
Ka Ho Wang 王嘉豪 Rep 1, 4 2015-09 2017-01
Chong Fai Wong 王創輝 Rep 1, 4 2018-10 2019-10
Chun Chin Wong 黃進展 Rep 1, 4 2016-10 2019-10
Chun Mui (SFC:BGI640) Wong 王俊梅 Rep 1, 4 2017-12 2019-07
Kay Chau Wong 黃其就 Rep 1, 4 2016-04 2016-11
Sze Sze (SFC:AQR527) Wong 黃思詩 Rep 1, 4 2016-06 2019-06
Tiffany Mei Wah Wong 黃美華 Rep 1, 4 2017-12 2019-10
Chi Lai Woo 胡志禮 Rep 1, 4 2014-12 2015-10
Hoi Wai Woo 胡凱慧 Rep 1, 4 2014-10 2016-12
Ida Chui Man Woo 胡淬文 Rep 1, 4 2017-12 2019-10
Raf Marie Josee-Louis Wouters Rep 1, 4 2014-06 2014-09
Yee Xiao 肖依 Rep 1, 4 2018-02 2019-10
Hongjie (SFC:BJO795) Yang 楊宏洁 Rep 1, 4 2018-05 2019-10
Chun Yin (SFC:ARB947) Yeung 楊俊賢 Rep 1, 4 2015-12 2019-06
Po Yeung 楊波 Rep 1, 4 2016-03 2016-08
Cheuk Chung Yuen 袁卓中 Rep 5, 9 2005-03 2007-10
Ka Fung Yuen 阮家鳳 Rep 1, 4 2017-11 2019-05
Wanxin Zheng 鄭萬欣 Rep 1, 4 2018-06 2019-10
Showing 1–75 of 75

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