Chau Kam Mui

梅秋琴
CE No. AQS335 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Kam Mui (梅秋琴), a licensed former licensee with CE reference AQS335. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-07-26 2022-09-20
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2016-04-26 2019-10-08
TC Investment Management (Asia) Limited
同創投資管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2016-04-26 2019-10-08
Centaline Wealth Management Limited
中原資產管理有限公司
Rep Type 1 — Dealing in securities 2011-04-11 2015-03-21
Centaline Wealth Management Limited
中原資產管理有限公司
Rep Type 4 — Advising on securities 2011-04-11 2015-03-21
Midland Wealth Management Limited
美聯資產管理有限公司
Rep Type 1 — Dealing in securities 2010-02-26 2011-03-07
Midland Wealth Management Limited
美聯資產管理有限公司
Rep Type 4 — Advising on securities 2008-04-15 2011-03-07

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