Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenwan Hongyuan Securities (H.K.) Limited (申萬宏源證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAC927. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 161 (total recorded over time: 813). Earliest licence on file: 2022-06-21.
Registered address
Level 4, Three Pacific Place, 1 Queen's Road East, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2022-06-21 | present |
| Type 4 — Advising on securities | present | 2004-03-30 |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Type 7 — Providing automated trading services | present | 2003-09-11 |
| Type 9 — Asset management | present | 2004-03-30 |
Licensed staff (all-time) (813)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Man Au Yeung 歐陽敏 | RO 1 Rep 1 | 2023-05 | Present |
| Youge Bai 白又戈 | RO 1 | 2011-10 | 2016-03 |
| Ben Shek Bun Chan 陳錫濱 | RO 1 Rep 1 | 2009-09 | 2024-12 |
| King Wang Chan 陳景宏 | RO 1 Rep 1 | 2014-05 | 2018-05 |
| Ming Yan Chan 陳洺胤 | RO 1 Rep 1 | 2014-05 | 2020-11 |
| Sophia Sok Yin Chan 陳淑妍 | RO 1 Rep 1 | 2006-11 | 2008-07 |
| Kai Wing Chau 周啟榮 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-08 |
| Mei Yu Chau 周美如 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-01 |
| Hoi Wa Cheng 鄭凱華 | RO 1 Rep 1 | 2008-08 | Present |
| An-Pei Chia 賈安霈 | RO 1 Rep 1 | 2009-07 | 2018-04 |
| Robert Chi Hung Chiu 趙志鴻 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-06 |
| Paul Chin Hung Chung 鍾展鴻 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Yuxi Du 杜玉曦 | RO 1, 4 Rep 1 | 2021-08 | 2023-12 |
| Rui (SFC:BDA213) Guo 郭睿 | RO 1, 4 Rep 1 | 2024-11 | Present |
| Yanting Guo 郭妍婷 | RO 1 Rep 1 | 2011-05 | Present |
| James Ka Chun Ha 夏家俊 | RO 1 Rep 1 | 2005-05 | Present |
| Zheng He 何正 | RO 1 Rep 1 | 2014-08 | 2019-10 |
| Edward So Shing Ho 何蘇成 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-03 |
| Kai Kin Ho 何啟建 | RO 1 Rep 1 | 2007-09 | Present |
| Kwong Chak Ho 何光澤 | RO 1, 4, 7 | Pre-2003 | 2003-07 |
| Jian Jiang 蔣健 | RO 1 Rep 1 | 2008-07 | 2019-04 |
| Freddie Wai Kuen Kwan 關偉權 | RO 1 Rep 1 | 2004-03 | 2024-04 |
| King Wai Lai 黎景威 | RO 1 Rep 1 | 2007-11 | Present |
| Sufan Kin Man Lam 林建文 | RO 1 Rep 1 | 2012-05 | 2013-11 |
| Ying Kit Lam 林英傑 | RO 1 Rep 1 | 2012-07 | 2017-07 |
| Yuen Hung Lau 劉婉鴻 | RO 1 Rep 1 | 2021-11 | Present |
| Owen Hoo Wan Lee 李浩雲 | RO 1 Rep 1 | 2019-11 | 2022-11 |
| Chun Kin Leung 梁俊健 | RO 1 Rep 1 | 2020-07 | 2023-01 |
| Derek An Loy Leung 梁晏來 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-08 |
| Kwok Ming Leung 梁國明 | RO 1 Rep 1 | 2019-11 | 2023-06 |
| Leo Jia You Li 李珈佑 | RO 1 Rep 1 | 2020-03 | 2023-10 |
| Sean Chok Sun Li 李濯新 | RO 1 Rep 1 | 2014-04 | 2023-04 |
| Sung Tat Li 李崇達 | RO 1 Rep 1 | 2023-08 | Present |
| Jun Liang 梁鈞 | RO 1, 4 | 2021-06 | Present |
| Joseph Liu | RO 4 Rep 1 | 2021-09 | Present |
| Sean Meng-Hsiung Liu 劉孟雄 | RO 1 Rep 1 | 2018-05 | 2023-04 |
| Wei (SFC:AUS655) Liu 劉偉 | RO 1 Rep 1 | 2010-02 | 2019-04 |
| Zhihong Liu 劉志宏 | RO 1 Rep 1 | 2010-08 | 2013-06 |
| Xiang Lu 陸庠 | RO 1 Rep 1 | 2021-06 | 2024-07 |
| Hongwei Luo | RO 1, 4 Rep 1, 4 | 2024-12 | Present |
| Cardon Hsi Tsun Ng 吳書雋 | RO 1 Rep 1 | 2010-06 | 2020-01 |
| Yuen Ting Ng 吳宛庭 | RO 1 Rep 1 | 2010-07 | 2011-04 |
| Marvin Wai Yuen Pang 彭偉源 | RO 1 Rep 1 | 2018-08 | 2021-11 |
| Yizhou Qiu 邱一舟 | RO 1 | 2019-05 | 2021-06 |
| Ching Fai Sham 岑正輝 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Yuna Shin 申有懦 | RO 1 Rep 1 | 2024-02 | Present |
| Haoru Sun 孫浩如 | RO 1 Rep 1 | 2021-08 | Present |
| Ivan Chi Wai Tsui 徐志偉 | RO 1 Rep 1 | 2010-06 | 2023-09 |
| Daniel Scott Weil | RO 1 Rep 1 | 2009-06 | 2011-08 |
| Che Keung Wong 黃熾強 | RO 1 Rep 1, 7 | 2003-05 | 2003-09 |
| Chin Pang (SFC:AFU569) Wong 黃展鵬 | RO 1 Rep 1 | 2014-04 | 2018-07 |
| Kam Wing (SFC:AAE562) Wong 黃錦榮 | RO 1 Rep 1 | 2003-11 | 2013-07 |
| Kwing Kwan Wong 黃炯群 | RO 1 Rep 1 | 2005-06 | 2009-04 |
| San Kuen Wong 王新娟 | RO 1 Rep 1 | 2006-06 | Present |
| Siu Leung Wong 黃紹良 | RO 1 Rep 1 | 2019-08 | 2021-11 |
| William Koon Wei Wong 黃觀威 | RO 1 Rep 1 | 2009-06 | 2019-11 |
| Mingrui Xia 夏明睿 | RO 1 Rep 1 | 2011-05 | 2026-04 |
| Chi Kwan Yan 顏志軍 | RO 1 Rep 1 | 2012-01 | 2013-11 |
| Ming (SFC:ARG350) Yang 楊明 | RO 1 | 2018-07 | 2019-10 |
| Shu Fan Yeung 楊樹勳 | RO 1, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-10 |
| Ruihan Yin 尹蕤菡 | RO 1, 4 Rep 1 | 2021-11 | Present |
| Lili Yu 俞力黎 | RO 1, 4 | 2023-10 | Present |
| Kwok Tung Yuen 袁國棟 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2023-08 |
| Yibo (SFC:AZX335) Zhang 張亦波 | RO 1, 4 Rep 1, 4 | 2022-11 | Present |
| Zhijie (SFC:BBB359) Zhang 章智杰 | RO 1 Rep 1 | 2016-09 | 2018-09 |
| Gang Zhou 周剛 | RO 1, 4 Rep 1, 4 | 2022-11 | 2023-05 |
| Gerardo Alfonso Perez | Rep 1 | 2011-12 | 2016-09 |
| Cheuk Fan Au 區焯凡 | Rep 1 | 2004-05 | 2023-12 |
| Cheuk Hei Au 區焯睎 | Rep 1 | 2023-12 | Present |
| Hoi Tin Au 區愷鈿 | Rep 1 | 2011-07 | 2024-01 |
| Christopher Scott Berney | Rep 1 | 2009-10 | 2011-07 |
| Willie Booker | Rep 1 | 2009-09 | 2011-08 |
| Jiazhu Cai 蔡佳竹 | Rep 1, 4 | 2024-06 | 2025-08 |
| Tsz Yeung Cai 蔡梓洋 | Rep 1 | 2015-06 | 2015-11 |
| Yingting Cao 曹穎婷 | Rep 1 | 2015-03 | Present |
| Wai Nga Chak 翟偉雅 | Rep 1 | 2021-05 | 2023-03 |
| Wai Wing Chak 翟偉榮 | Rep 1 | 2003-09 | 2005-01 |
| Benny Wing Leong Chan 陳永亮 | Rep 1 | 2010-08 | Present |
| Bernard Cheuk Bong Chan 陳卓邦 | Rep 1 | 2007-04 | 2007-11 |
| Cecil Chan 陳思豪 | Rep 1 | 2004-01 | 2023-09 |
| Cheuk Yiu Chan 陳焯堯 | Rep 1 | 2014-06 | 2015-07 |
| Cho Wing Chan 陳祖榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-06 |
| Chung Leung Chan 陳仲良 | Rep 1 | 2004-07 | 2013-07 |
| Cindy Ci Ka Chan 陳思嘉 | Rep 1 | 2004-07 | 2013-08 |
| Dominic Tor Ming Chan 陳多明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ellis Suet Ming Chan 陳雪明 | Rep 1 | 2005-10 | 2018-04 |
| Fung Ping (SFC:AOU775) Chan 陳鳳萍 | Rep 1 | 2009-08 | 2009-09 |
| George Lung-Cheung Chan 陳龍翔 | Rep 1 | 2017-06 | 2021-08 |
| Hannah Heung Ying Chan 陳向熒 | Rep 1 | 2004-05 | 2004-09 |
| Hayes Chan 陳昶曦 | Rep 1 | 2007-10 | 2013-08 |
| Ho Ming Chan 陳鎬明 | Rep 1 | 2020-08 | 2022-07 |
| Ho Ming (SFC:ACL529) Chan 陳可明 | Rep 1 | 2009-02 | 2009-09 |
| Hok Sing Chan 陳學誠 | Rep 1 | 2013-07 | 2015-05 |
| Hon Fai Chan 陳漢輝 | Rep 1 | 2003-09 | 2004-08 |
| Ivan Kui Fai Chan 陳鉅輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Joanna Ngar Yin Chan 陳雅妍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-11 |
| Jonathan Chung Hang Chan 陳仲衡 | Rep 1 | 2008-05 | 2009-02 |
| Ka Keung (SFC:ATY954) Chan 陳家強 | Rep 1 | 2009-11 | 2022-11 |
| Ka Kit (SFC:AED841) Chan 陳家傑 | Rep 1 | 2003-09 | 2004-12 |
| Ka Lok (SFC:ABT082) Chan 陳家樂 | Rep 1 | 2008-01 | 2023-08 |
Showing 1–100 of 813
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