Cindy Ci Ka Chan
陳思嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Ci Ka Chan (陳思嘉), a licensed former licensee with CE reference ABW874. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2018-05-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-28 | 2013-08-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-02 | 2004-07-14 |