RHB Securities Hong Kong Limited
興業金融證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RHB Securities Hong Kong Limited (興業金融證券有限公司), a Hong Kong-based licensed corporation with CE reference ADU220. Current licensed staff on file: 0 (total recorded over time: 538). Earliest licence on file: 2006-11-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2022-10-06 |
| Type 4 — Advising on securities | 2006-11-17 | 2022-10-06 |
| Type 4 — Advising on securities | present | 2004-11-25 |
| Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Type 9 — Asset management | present | 2004-11-25 |
Licensed staff (all-time) (538)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jonathan Wai Wing Au 區偉榮 | RO 1 Rep 1 | 2009-10 | 2014-07 |
| Kim Fung Au 區劍峯 | RO 1 | 2005-09 | 2011-11 |
| Hing Wah Chan 陳慶華 | RO 1, 4 Rep 1, 4 | 2007-04 | 2010-11 |
| Louis Shing Ming Chan 陳成名 | RO 1 Rep 1 | 2011-07 | 2014-02 |
| James Jonathan Chataway | RO 1, 4 Rep 1, 4 | 2010-05 | 2012-12 |
| Wa Chau 鄒華 | RO 1 Rep 1 | 2014-02 | 2019-02 |
| Ka Wa Cheng 鄭家華 | RO 1, 4 Rep 1 | 2013-09 | 2018-07 |
| Mego Mei Yee Cheng 陳美怡 | RO 1 Rep 1 | 2010-04 | 2011-10 |
| Tai Sheung Cheng 鄭大雙 | RO 1 Rep 1 | 2014-03 | 2019-02 |
| Chun Fai Cheung 張振輝 | RO 1 Rep 1 | 2011-06 | 2018-04 |
| Robert Chi Hung Chiu 趙志鴻 | RO 1 Rep 1, 4 | 2012-07 | 2019-12 |
| Chi Chung Ho 何志忠 | RO 4 Rep 4 | 2015-01 | 2019-12 |
| Chiu Chung Hui 許照中 | RO 1, 4 Rep 1 | 2005-08 | 2011-08 |
| John Hui 許僑聲 | RO 1 Rep 1 | 2012-09 | 2015-06 |
| Henry Yuk Ho Kwong 鄺鋈豪 | RO 4 Rep 4 | 2007-10 | 2011-01 |
| Mandy Choi Ying Lam 林賽盈 | RO 1 Rep 1, 4 | 2009-03 | 2011-08 |
| Suen Kit Lam 林宣傑 | RO 1 Rep 1 | 2014-04 | 2016-08 |
| John Chee On Lau 劉自安 | RO 1, 4 Rep 1 | 2010-09 | 2012-02 |
| Aaron Yun Wing Lee 李恩榮 | RO 1, 4 Rep 1, 4 | 2008-09 | 2011-01 |
| Soo Kai Lee 李書楷 | RO 4 | 2006-11 | 2007-06 |
| Yuan Tat Lee 李元達 | RO 1, 4 | 2017-08 | 2022-10 |
| Stephen Siu Hung Leung 梁少熊 | RO 4 Rep 4 | 2011-03 | 2012-02 |
| Ah Lay Lim 林亞烈 | RO 1, 4 | 2011-12 | 2017-04 |
| Lai Sum Christina Liu 廖麗心 | RO 1 Rep 1, 4 | 2007-04 | 2011-07 |
| Wei Min Loh 盧鍏銘 | RO 1 Rep 1 | 2018-02 | 2022-10 |
| Yiu Fai Loh 陸耀輝 | RO 4 Rep 1, 4 | 2007-03 | 2008-10 |
| Wai Ming Loke 陸偉明 | RO 1, 4 | 2017-12 | 2019-02 |
| Jerry Yee Meng Low | RO 1 Rep 1 | 2007-01 | 2020-09 |
| Kong Yong Ng 吳擴揚 | RO 4 Rep 4 | 2012-02 | 2017-03 |
| Kwok Fung Ng 吳國風 | RO 1 Rep 1 | 2013-09 | 2018-06 |
| Siu King Ngai 魏少琼 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Kenneth Wai Hung Or 柯為雄 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2010-05 |
| Ming Fai Sui 蕭明輝 | RO 1 Rep 1 | 2005-09 | 2011-10 |
| Chi Hong Tang 鄧志康 | RO 1, 4 Rep 1, 4 | 2013-06 | 2015-02 |
| Nicholas Hung Trinh 鄭雄評 | RO 1 Rep 1 | 2014-07 | 2019-12 |
| On Yee Tsang 曾安儀 | RO 1 Rep 1 | 2010-09 | 2018-11 |
| Ivan Kun Lam Tsui 徐觀林 | RO 1, 4 Rep 1, 4 | 2008-10 | 2011-01 |
| Hok Ko Gordon Wong 黃學高 | RO 4 Rep 4 | 2008-11 | 2009-02 |
| William Wai Leung Wu 胡偉亮 | RO 1, 4 | 2011-05 | 2017-10 |
| Atak Chung Tak Yau 邱重德 | RO 1, 4 | 2011-12 | 2014-03 |
| Tsang Keung Yeung 楊錚強 | RO 1 Rep 1, 4 | 2015-06 | 2016-07 |
| Yang An 安揚 | Rep 1 | 2014-04 | 2016-11 |
| Chi Ming Au 歐智明 | Rep 4 | 2009-09 | 2010-10 |
| Hon Kwong Au 區漢光 | Rep 1 | 2010-09 | 2011-02 |
| Hon Man Au 歐漢文 | Rep 1 | 2007-11 | 2010-12 |
| Kin Tak Au 區建德 | Rep 1, 4 | 2009-01 | 2014-06 |
| Kwong Hoi Au 區光海 | Rep 1 | 2005-10 | 2009-05 |
| Tik Sun Au 區廸新 | Rep 1 | 2018-07 | 2018-12 |
| Pui Yi Au Yeung 歐陽佩儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Sejal Bajaria | Rep 1, 4 | 2010-08 | 2013-06 |
| Jiyun Cao 曹集云 | Rep 4 | 2014-06 | 2015-10 |
| Hok Ming Chak 翟學明 | Rep 1 | 2010-01 | 2011-12 |
| Hong Wah Chak 翟康華 | Rep 1 | 2009-08 | 2010-12 |
| Alan Kam Chuen Chan 陳錦泉 | Rep 1 | 2005-11 | 2007-01 |
| Cedric Ka Lun Chan 陳嘉麟 | Rep 1 | 2012-10 | 2014-05 |
| Chiu Man Chan 陳照民 | Rep 1 | 2014-12 | 2017-02 |
| Cho Yin Chan 陳祖賢 | Rep 4 | 2013-01 | 2014-02 |
| Cindy Ci Ka Chan 陳思嘉 | Rep 1 | 2014-01 | 2018-05 |
| David Chang Yiu Chan 陳燦耀 | Rep 1 | 2009-12 | 2020-03 |
| Eddy Kam To Chan 陳錦濤 | Rep 1 | 2007-08 | 2012-01 |
| Fiona Yin Chun Chan 陳姸臻 | Rep 1 | 2010-05 | 2011-06 |
| Fung Ping (SFC:AOU775) Chan 陳鳳萍 | Rep 1 | 2008-06 | 2008-08 |
| Hon Lee Chan 陳漢利 | Rep 1 | 2010-01 | 2011-01 |
| Jacky Yu Kit Chan 陳宇傑 | Rep 1 | 2014-08 | 2017-09 |
| Joyce Yee Lam Chan 陳怡霖 | Rep 4 | 2007-03 | 2008-07 |
| Julia Fung Chee Chan 陳鳳芝 | Rep 1 | 2005-10 | 2005-12 |
| Ka Him Chan 陳嘉謙 | Rep 1 | 2018-03 | 2018-07 |
| Ka Leung Chan 陳嘉亮 | Rep 1 | 2012-07 | 2013-02 |
| Kai Lin (SFC:AUD562) Chan 陳凱琳 | Rep 1, 4 | 2009-11 | 2013-03 |
| Katrina Hoi Ching Chan 陳塏澄 | Rep 1 | 2013-05 | 2017-12 |
| Lai Ngor Chan 陳麗娥 | Rep 1 | 2007-07 | 2008-05 |
| Man Fung (SFC:AUE707) Chan 陳文鋒 | Rep 1, 4 | 2009-12 | 2010-11 |
| Man Tat Chan 陳文達 | Rep 1 | 2010-03 | 2011-12 |
| Micky Wai Yat Chan 陳懷溢 | Rep 1, 4 | 2008-05 | 2009-11 |
| Miu Ying Chan 陳苗英 | Rep 1 | 2014-10 | 2018-05 |
| Pok Man (SFC:BDD080) Chan 陳博民 | Rep 1 | 2014-04 | 2018-07 |
| Pui Yung Chan 陳佩蓉 | Rep 4 | 2008-03 | 2008-11 |
| Raphael Man Li Chan 陳萬里 | Rep 1 | 2013-04 | 2014-07 |
| Raymond Shiu Fai Chan 陳兆輝 | Rep 1 | 2009-08 | 2011-05 |
| Sau Han Chan 陳秀嫻 | Rep 1 | 2014-11 | 2015-06 |
| Shu Wing Chan 陳樹榮 | Rep 1 | 2016-07 | 2019-09 |
| Tat Shing Chan 陳達成 | Rep 1, 4 | 2010-02 | 2010-11 |
| Wah Lee Chan 陳華利 | Rep 1 | 2016-01 | 2017-03 |
| Wai Fat Chan 陳為發 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-12 |
| Yim Chan 陳彥 | Rep 1, 4 | 2006-06 | 2011-12 |
| Yu Ho Chan 陳宇豪 | Rep 1 | 2016-05 | 2016-07 |
| Yu Man Chan 陳裕旻 | Rep 1 | 2010-02 | 2011-12 |
| Joseph Cho Yam Chang 張祖蔭 | Rep 1, 4 | 2009-04 | 2013-07 |
| Wai Ming Chau 周偉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Carick Yuk Hing Chee 池玉興 | Rep 1, 4 | 2010-12 | 2012-04 |
| Chun To Chen 陳俊陶 | Rep 1 | 2009-06 | 2010-07 |
| Jiajun Chen 陳家俊 | Rep 1 | 2013-05 | 2014-12 |
| Junwei Chen 陳俊偉 | Rep 1 | 2011-07 | 2011-11 |
| Lawrence Li Chen 陳良驊 | Rep 1 | 2011-06 | 2013-09 |
| Minzhi Chen 陳敏芝 | Rep 4 | 2013-10 | 2014-11 |
| Qiwen Chen 陳綺雯 | Rep 1, 4 | 2017-08 | 2019-03 |
| Yin Yuan Chen 陳寅元 | Rep 1, 4 | 2010-05 | 2011-05 |
| Anson Chun-Yuen Cheng 鄭鎮源 | Rep 1, 4 | 2009-06 | 2009-10 |
| Chi Pong Cheng 鄭志邦 | Rep 1 | 2015-06 | 2016-10 |
| Chi Wah Cheng 鄭志華 | Rep 1 | 2013-06 | 2014-01 |
Showing 1–100 of 538