Raymond Shiu Fai Chan
陳兆輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shiu Fai Chan (陳兆輝), a licensed former licensee with CE reference AJD697. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-04 | 2011-05-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2011-05-30 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-04 | 2004-08-06 |