Wai Ming Chau
周偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Chau (周偉明), a licensed former licensee with CE reference AAC270. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-07 | 2025-05-22 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-30 | 2008-06-30 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2007-08-18 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-09 | 2005-11-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-08 |