John Hui
許僑聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Hui (許僑聲), a licensed Responsible Officer with CE reference AFU688. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 36.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-11-01 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-09-01 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-29 | 2020-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-28 | 2019-03-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-28 | 2019-03-14 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-29 | 2018-12-04 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-29 | 2018-12-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-05-29 | 2018-12-04 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-07 | 2017-05-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2017-05-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-20 | 2017-05-29 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-30 | 2017-01-06 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2017-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-03 | 2016-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-03 | 2016-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-03 | 2016-05-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2016-02-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-13 | 2016-02-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-13 | 2016-02-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-10 | 2015-06-17 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-10 | 2015-06-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-07 | 2012-10-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-07 | 2012-10-10 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-19 | 2012-08-25 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-19 | 2012-08-25 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2012-01-19 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-21 | 2012-08-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-27 | 2005-03-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-18 | 2005-03-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-24 | 2004-02-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-24 | 2004-02-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-24 | 2004-02-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-24 | 2004-02-03 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | 2003-10-24 | 2004-01-09 |