Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piper Jaffray Asia Securities Limited (派杰亞洲証券有限公司), a Hong Kong-based licensed corporation with CE reference ABO154. Current licensed staff on file: 0 (total recorded over time: 153). Earliest licence on file: 2012-01-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2013-04-17 |
| Type 2 — Dealing in futures contracts | 2012-01-11 | 2013-04-17 |
| Type 4 — Advising on securities | present | 2013-04-17 |
| Type 6 — Advising on corporate finance | present | 2005-02-14 |
| Type 9 — Asset management | present | 2005-02-14 |
Licensed staff (all-time) (153)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hung Kee Chan 陳鴻基 | RO 1, 2, 4 Rep 1 | 2004-07 | 2012-09 |
| Michael Chan 陳國昌 | RO 1 Rep 1 | 2010-03 | 2012-08 |
| Lama Kit Sun Chang 張潔新 | RO 1, 2, 4 | 2008-02 | 2013-02 |
| Kon Wang Chau 周幹弘 | RO 1 Rep 1 | 2004-03 | 2006-02 |
| Yuan Chen 陳遠 | RO 1, 4 Rep 1, 6 | 2004-01 | 2009-04 |
| Cheuk Yuet Ho 何綽越 | RO 1, 4 | 2008-01 | 2009-04 |
| Kwong Chak Ho 何光澤 | RO 1, 4 Rep 1, 4 | 2003-09 | 2005-11 |
| John Hui 許僑聲 | RO 1, 2 Rep 1 | 2005-03 | 2012-08 |
| Derrick Wang Yip Lau 劉宏業 | RO 1, 4 | 2007-04 | 2011-04 |
| Chi Ming Leung 梁志明 | RO 1 Rep 1 | 2008-07 | 2012-09 |
| Chung Hong Liu 廖仲康 | RO 1 Rep 1 | 2003-09 | 2004-04 |
| Yiu Fai Loh 陸耀輝 | RO 1, 4 Rep 1 | 2004-11 | 2007-02 |
| Josaphat Chi Chung Lui 呂志聰 | RO 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Hau Lin Mak 麥巧蓮 | RO 1 Rep 1 | 2004-03 | 2008-07 |
| Mark Alfred Steven Marostica | RO 4 Rep 4 | 2009-05 | 2012-10 |
| Chi Man (SFC:AIU435) Wong 王志文 | RO 4 Rep 4 | 2008-01 | 2012-08 |
| Man Yin Wong 黃文嬿 | RO 4 Rep 4 | 2009-02 | 2011-07 |
| Shu Fan Yeung 楊樹勳 | RO 1, 4 Rep 1 | 2003-10 | 2007-10 |
| Peng (SFC:APO572) An 安鵬 | Rep 4 | 2009-03 | 2009-04 |
| Wenjing Bao 鮑文婧 | Rep 1 | 2008-12 | 2009-08 |
| Michael West Bassett | Rep 1 | 2010-09 | 2012-07 |
| Carl Thomas Berrisford | Rep 1 | 2004-05 | 2005-08 |
| Chui Ying Chan 陳翠盈 | Rep 1 | 2011-08 | 2012-08 |
| Dominic Gee Yan Chan 陳智恩 | Rep 1 | 2010-11 | 2012-08 |
| Ping Kwan Chan 陳秉鈞 | Rep 1 | 2005-05 | 2009-02 |
| Stephen Cheuk Yu Chan 陳卓宇 | Rep 1 | 2006-11 | 2008-03 |
| Wing Chiu (SFC:AJO304) Chan 陳穎釗 | Rep 4 | 2004-05 | 2012-08 |
| Yu Kong Chan 陳宇江 | Rep 1 | 2005-08 | 2008-02 |
| Ching On Thomas Chau 周靖安 | Rep 1 | 2003-10 | 2009-01 |
| Kon Chiu Chau 周幹弨 | Rep 1 | 2004-03 | 2004-09 |
| Mei Yu Chau 周美如 | Rep 1 | 2003-10 | 2007-09 |
| Raymond Wai Ming Chau 周偉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Benny Lee Yin Chen 陳利賢 | Rep 1 | 2008-04 | 2008-06 |
| Hsin-Shu Branden Chen 陳信旭 | Rep 4 | 2009-12 | 2011-01 |
| Yayuan Chen 陳雅媛 | Rep 4 | 2009-11 | 2012-05 |
| Yung-Hao Chen 陳永豪 | Rep 4 | 2010-10 | 2012-08 |
| Chi Wah Cheng 鄭志華 | Rep 1 | 2008-01 | 2009-04 |
| Clement Yue Sun Cheng 鄭禹新 | Rep 1 | 2009-09 | 2010-02 |
| Raymond Wai Mo Cheng 鄭懷武 | Rep 4 | 2008-06 | 2008-06 |
| Wai Ho (SFC:ACE595) Cheng 鄭衛豪 | Rep 1, 4 | 2005-06 | 2006-09 |
| Wai Yang Cheng 鄭韋欣 | Rep 4 | 2010-11 | 2012-08 |
| Johnson Cheung 張富紳 | Rep 1, 4, 6 | 2003-12 | 2007-09 |
| Michael Po Kuen Cheung 張寶權 | Rep 1, 4 | 2005-04 | 2012-08 |
| James Chien-Ta Chiu | Rep 4 | 2011-04 | 2012-08 |
| Ronnie Yuk Fai Chiu 趙玉輝 | Rep 1 | 2007-07 | 2009-02 |
| Fuk Yue Germaine Choi 蔡馥如 | Rep 1 | 2010-08 | 2010-11 |
| Nancy Lai Wah Choi 蔡麗華 | Rep 1 | 2005-08 | 2009-01 |
| Ming Hang Chong 莊銘恒 | Rep 4 | 2010-12 | 2012-08 |
| Yuk Tak Chong 莊育德 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Vikramjeet Singh Chopra | Rep 4 | 2011-01 | 2011-11 |
| King Ho Chow 周景豪 | Rep 1 | 2007-11 | 2012-08 |
| Jonathan Lun Chak Choy 蔡麟策 | Rep 1 | 2005-08 | 2009-01 |
| Siu Ying Chui 徐少英 | Rep 1 | 2005-04 | 2008-11 |
| Yee Wah Eva Chun 秦綺華 | Rep 4 | 2006-10 | 2007-12 |
| Lai Yung Chung 鍾麗容 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Venus Oi Nga Chung 鍾藹雅 | Rep 1 | 2011-01 | 2012-08 |
| Jing Du 杜菁 | Rep 1 | 2006-08 | 2007-10 |
| Hanh My Duong 楊美幸 | Rep 1, 4 | 2004-11 | 2006-06 |
| Chi Ming Fan 范智明 | Rep 1 | 2003-08 | 2009-01 |
| Jeffrey Sai Tai Fang 方世泰 | Rep 1 | 2011-05 | 2012-08 |
| Dandan Feng 馮丹丹 | Rep 4 | 2011-09 | 2012-08 |
| Willy Wen Kar Fon 馮文嘉 | Rep 1, 4 | 2008-09 | 2009-05 |
| Ching Man Fung 馮靜文 | Rep 1 | 2003-08 | 2009-02 |
| Kin Wing (SFC:ANY399) Fung 馮鍵嶸 | Rep 4 | 2009-11 | 2012-08 |
| Matthew John Gillmouth | Rep 4 | 2008-06 | 2009-01 |
| Fraser John Glasgow | Rep 1, 4 | 2004-03 | 2006-06 |
| King Hang Ho 何景行 | Rep 4 | 2009-12 | 2010-01 |
| Terry Hsu 徐嘉敏 | Rep 4 | 2011-05 | 2011-11 |
| Rui (SFC:AEO900) Hu 胡銳 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-07 |
| Luyao (SFC:AQR396) Huang 黃路遙 | Rep 1, 4 | 2008-03 | 2009-09 |
| Xing Kang 康惺 | Rep 1 | 2007-07 | 2007-10 |
| Hon Tak Ko 高漢德 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Shang-Hsiu Koo | Rep 4 | 2010-06 | 2010-12 |
| Ida Yee Man Kwai 桂綺雯 | Rep 1 | 2003-09 | 2009-03 |
| Sze Man Kwan 關思敏 | Rep 1 | 2011-06 | 2012-08 |
| Chi Lung Kwok 郭智瀧 | Rep 1 | 2006-03 | 2007-03 |
| Chun Kong Lai 黎鎮剛 | Rep 1 | 2006-02 | 2007-02 |
| Car Man Lam 林家文 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Fung Chun Lam 林鳳珍 | Rep 1 | 2004-08 | 2008-11 |
| Fung Ki Lam 林鳳琦 | Rep 1 | 2003-09 | 2012-08 |
| Peter Yin Shing Lang 梁衍誠 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Steven Sai-Cheung Lau 劉世璋 | Rep 1 | 2005-09 | 2006-08 |
| Tak Hung Lau 劉德雄 | Rep 4 | 2009-03 | 2009-07 |
| Vivian Hoi Yee Lau 劉凱宜 | Rep 1 | 2010-01 | 2011-11 |
| Wing Choi Lau 劉榮財 | Rep 1 | 2004-09 | 2008-08 |
| Alex Lik Hang Lee 李力行 | Rep 4 | 2010-05 | 2010-06 |
| Michael Douglas Lee 李嘉文 | Rep 1 | 2009-02 | 2009-09 |
| Sai King Lee 李世勁 | Rep 1 | 2008-01 | 2009-01 |
| Angela Wai Kwan Leung 梁維君 | Rep 1, 4, 6 | 2004-02 | 2007-01 |
| Chek Kee Leung 梁卓基 | Rep 1 | 2009-03 | 2009-08 |
| Curly Pui Nung Leung 梁培能 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Ka Yee Andrew Leung 梁家怡 | Rep 4 | 2010-10 | 2012-08 |
| Shing Wai Leung 梁成偉 | Rep 1 | 2003-09 | 2009-02 |
| Siu Mui Leung 梁少梅 | Rep 1 | 2003-09 | 2008-11 |
| Yun Keung Leung 梁潤強 | Rep 1 | 2003-08 | 2003-10 |
| Bo (SFC:ATD715) Li 李波 | Rep 4 | 2009-06 | 2010-04 |
| Kai Yu Li 李啟宇 | Rep 4 | 2004-01 | 2004-10 |
| Shuk Yin Li 李淑賢 | Rep 1 | 2009-09 | 2011-03 |
| Wai Yin (SFC:ANR354) Li 李慧妍 | Rep 4 | 2010-04 | 2010-06 |
| Kai Lok Liang 梁啟樂 | Rep 1 | 2005-08 | 2009-01 |
Showing 1–100 of 153