Car Man Lam
林家文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Car Man Lam (林家文), a licensed former licensee with CE reference AAG480. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-06 | 2020-02-24 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2020-03-14 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-03 | 2005-04-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |