Michael West Bassett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael West Bassett ( ), a licensed former licensee with CE reference AVT515. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2012-07-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-21 | 2012-07-14 |