Piper Jaffray Asia Limited
派杰亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piper Jaffray Asia Limited (派杰亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEG682. Current licensed staff on file: 0 (total recorded over time: 84).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2013-01-24 |
| Type 4 — Advising on securities | present | 2004-02-23 |
| Type 6 — Advising on corporate finance | present | 2013-01-24 |
| Type 9 — Asset management | present | 2004-02-23 |
Licensed staff (all-time) (84)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Chuen Chan 陳志銓 | RO 6 Rep 4, 6, 9 | Pre-2003 | 2011-10 |
| Peng Kuan Chan 陳炳鈞 | RO 6 Rep 6 | 2011-02 | 2011-11 |
| Yuk Ying Chan 陳玉英 | RO 6 | 2004-03 | 2006-04 |
| Kin Man Cheng 鄭健民 | RO 1, 6 Rep 1, 6 | 2010-06 | 2012-05 |
| Wing Sze Choi 蔡詠詩 | RO 6 Rep 6 | 2006-08 | 2012-09 |
| Peter Yiu Man Fu 符耀文 | RO 1, 6 Rep 1, 6 | 2006-06 | 2006-12 |
| Tingmei Fu 傅廷美 | RO 6 | 2004-07 | 2007-01 |
| Alan Chi Ming Fung 馮智明 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Alice Lai Kuen Kan 簡麗娟 | RO 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Po Ming Ko 高寶明 | RO 1, 6 | 2003-08 | 2012-09 |
| Derrick Wang Yip Lau 劉宏業 | RO 1, 6 | 2005-06 | 2011-04 |
| Jenny Lim Ng Leung 梁念吾 | RO 6 | 2007-01 | 2008-03 |
| Michael Hankin Li 李恆健 | RO 6 Rep 6 | 2004-07 | 2006-01 |
| Chi Fai Ng 吳梓輝 | RO 6 Rep 6 | 2011-03 | 2012-08 |
| Phillis Miu Ling Wong 黃妙玲 | RO 6 | 2004-03 | 2006-02 |
| Stacey Martin Wong 黃偉誠 | RO 1, 6 | 2003-08 | 2012-09 |
| Harry Koon Ying Yu 余冠英 | RO 6 | Pre-2003 | 2004-01 |
| Michael West Bassett | Rep 6 | 2010-09 | 2012-07 |
| Jieyong Cao 曹節勇 | Rep 6 | 2005-05 | 2008-03 |
| Ka Hung (SFC:AOA854) Chan 陳嘉鴻 | Rep 6 | 2010-07 | 2010-10 |
| Ngat Chan 陳兀 | Rep 6 | 2007-06 | 2007-09 |
| Sam Ching Sum Chan 陳錚森 | Rep 6 | 2010-12 | 2012-08 |
| Wing Kei (SFC:APZ434) Chan 陳永基 | Rep 6 | 2009-12 | 2012-08 |
| Wo Chuang Chan 陳和莊 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Fionna Sung Yan Chau 周崇茵 | Rep 4, 6, 9 | Pre-2003 | 2003-10 |
| Jing (SFC:AOX943) Chen 陳靜 | Rep 6 | 2007-06 | 2012-09 |
| Wei (SFC:AOC944) Chen 陳瑋 | Rep 6 | 2006-12 | 2009-01 |
| Wai Ho (SFC:ACE595) Cheng 鄭衛豪 | Rep 6 | 2005-06 | 2006-09 |
| Johnson Cheung 張富紳 | Rep 6 | 2004-12 | 2007-09 |
| Michael Po Kuen Cheung 張寶權 | Rep 6 | 2005-04 | 2012-08 |
| Steven Pat Ngao Chiu 趙不傲 | Rep 4, 6, 9 | Pre-2003 | 2009-04 |
| Sin Heng Chui 徐倩珩 | Rep 6 | 2010-08 | 2011-11 |
| Kenneth Chi Kin Chung 鍾子健 | Rep 6 | 2010-11 | 2011-04 |
| Wai Shun Wilson Fok 霍偉舜 | Rep 6 | 2006-03 | 2010-04 |
| Kim Ching Ho 何劍菁 | Rep 6 | 2006-01 | 2010-06 |
| Luyao (SFC:AQR396) Huang 黃路遙 | Rep 6 | 2008-03 | 2009-01 |
| Wang Hoi Ip 葉耘開 | Rep 6 | 2004-12 | 2006-08 |
| Quan (SFC:AMP401) Jiang 江泉 | Rep 6 | 2005-12 | 2006-03 |
| Xiaoxu Jiang 蔣小旭 | Rep 6 | 2010-05 | 2012-10 |
| Wenjie Jin 金文杰 | Rep 6 | 2004-09 | 2008-07 |
| Phyllis Lai Ping Kan 簡麗萍 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Jonathan Ka Hey Kiu 喬家熙 | Rep 6 | 2003-06 | 2003-09 |
| Edmond Man Kit Kwan 關文傑 | Rep 6 | 2008-04 | 2010-07 |
| Shek San Kwok 郭錫燊 | Rep 6 | 2009-03 | 2011-07 |
| Robert Scott la Rue | Rep 6 | 2010-03 | 2010-12 |
| Athens Yik Hei Lai 黎亦曦 | Rep 6 | 2009-11 | 2011-05 |
| Matthew Dobie Langenkamp 雷邁德 | Rep 1, 6 | 2008-03 | 2009-08 |
| Jeng Toa Lee 李政韜 | Rep 1, 6 | 2003-08 | 2006-03 |
| Wendy Wing Yu Lee 李詠瑜 | Rep 6 | 2004-01 | 2006-03 |
| Angela Wai Kwan Leung 梁維君 | Rep 6 | 2004-12 | 2007-01 |
| Man Ho (SFC:AMF525) Leung 梁文豪 | Rep 6 | 2006-04 | 2009-04 |
| Bo (SFC:ATD715) Li 李波 | Rep 6 | 2010-04 | 2011-08 |
| Michael Ming Jeung Li 李名璋 | Rep 6 | 2011-09 | 2012-09 |
| Yuehua Li 李月花 | Rep 6 | 2011-07 | 2012-08 |
| Zhi Wei Li 李芷蔚 | Rep 6 | 2007-03 | 2010-03 |
| Jing (SFC:AVH405) Liang 梁京 | Rep 6 | 2011-07 | 2012-10 |
| Alex Cheuk Hang Liu 廖卓恒 | Rep 6 | 2004-03 | 2004-09 |
| Kairong Liu 劉開蓉 | Rep 6 | 2010-07 | 2012-08 |
| Chun Sing Lok 樂震聲 | Rep 6 | 2009-12 | 2010-06 |
| Mei Yee Lui 呂美儀 | Rep 6 | 2006-11 | 2011-11 |
| Alyssa Sui Wa Ng 伍瑞華 | Rep 1, 6 | 2008-02 | 2008-11 |
| To Nam Ngai 倪圖南 | Rep 6 | 2010-08 | 2012-08 |
| Lai Chi Pang 彭勵志 | Rep 6 | 2010-08 | 2011-03 |
| Charlotte Ying Heung Poon 潘凝香 | Rep 6 | 2010-08 | 2011-07 |
| Raymond Wai Kei Poon 潘偉基 | Rep 1, 6 | 2008-04 | 2010-06 |
| John West Riggs | Rep 6 | 2008-08 | 2012-10 |
| Laurence Wa Tung Shu 舒華東 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Ching Hei Shum 岑政熹 | Rep 6 | 2011-02 | 2011-11 |
| Soon Hoe Tan 陳順和 | Rep 6 | 2007-02 | 2011-06 |
| Kian Bin Teo 張建民 | Rep 6 | 2010-09 | 2012-10 |
| On Yee Tsang 曾安儀 | Rep 6 | 2007-10 | 2008-11 |
| Henry Hiu Wai Tseung 蔣曉偉 | Rep 6 | 2009-12 | 2010-05 |
| Chun Fai Tung 董駿暉 | Rep 6 | 2010-06 | 2012-08 |
| Yimin Wang 王逸旻 | Rep 6 | 2011-07 | 2012-08 |
| James Brett Wilson | Rep 6 | 2009-12 | 2012-09 |
| Sai Fu Wong 黃世富 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Wai Leung Wong 黃偉亮 | Rep 6 | 2004-09 | 2007-01 |
| Steven Sheung Chi Wu 胡尚智 | Rep 6 | 2011-07 | 2011-11 |
| Xiaolin Wu 吳曉琳 | Rep 6 | 2010-08 | 2012-08 |
| Zhuopu Xiao 肖琢璞 | Rep 6 | 2010-08 | 2011-11 |
| Rui (SFC:ALZ520) Yang 楊銳 | Rep 6 | 2005-05 | 2012-10 |
| Keke Zeng 曾可可 | Rep 6 | 2010-07 | 2011-05 |
| Qianqian Zhang 張千千 | Rep 6 | 2010-08 | 2011-11 |
| Yi (SFC:AXQ878) Zhang 張一 | Rep 6 | 2011-07 | 2012-10 |
Showing 1–84 of 84