Michael Hankin Li
李恆健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Hankin Li (李恆健), a licensed former licensee with CE reference ACB478. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South West Capital Limited 西南融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-10 | 2013-01-28 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-09 | 2012-04-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 — Advising on securities | 2008-11-14 | 2011-05-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-08-14 | 2011-05-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-30 | 2008-11-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-30 | 2008-08-14 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-08-24 | 2006-01-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-15 | 2004-08-24 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-06 |