South West Capital Limited
西南融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for South West Capital Limited (西南融資有限公司), a Hong Kong-based licensed corporation with CE reference AXC633. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2011-06-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-04-20 | 2013-04-26 |
| Type 1 — Dealing in securities | 2011-06-30 | 2011-10-25 |
| Type 2 — Dealing in futures contracts | 2011-06-30 | 2011-10-25 |
| Type 6 — Advising on corporate finance | 2011-06-30 | 2013-04-26 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Samuel Shong Au-Yong 歐陽淞 | RO 6 | 2011-06 | 2012-03 |
| Peng Kuan Chan 陳炳鈞 | RO 6 | 2012-04 | 2013-01 |
| Hidulf Chun Yee Kwan 關振義 | RO 6 | 2011-06 | 2012-06 |
| Kwok Ho Lau 劉國豪 | RO 6 | 2012-06 | 2012-10 |
| Michael Hankin Li 李恆健 | RO 6 | 2012-05 | 2013-01 |
| Barry Wai Kong Lo 羅煒剛 | RO 1, 2 | 2011-06 | 2011-09 |
| Rebecca Siu Man Mak 麥少敏 | RO 6 Rep 6 | 2011-10 | 2012-06 |
| To Linh Truong 張素玲 | RO 1, 2 | 2011-06 | 2011-09 |
| Chun Fai Tung 董駿暉 | RO 6 Rep 6 | 2012-09 | 2012-11 |
| Sze Man (SFC:AQS231) Wong 黃詩敏 | RO 1, 6 | 2012-04 | 2012-12 |
| Helen Zee 徐閔 | RO 1, 6 | 2012-04 | 2013-01 |
| Sam Ching Sum Chan 陳錚森 | Rep 6 | 2012-10 | 2012-11 |
| Edward Chiang 蔣福誠 | Rep 6 | 2012-04 | 2013-01 |
| Sin Heng Chui 徐倩珩 | Rep 6 | 2012-04 | 2012-07 |
| Edward Kin Man Jim 詹建文 | Rep 6 | 2012-04 | 2012-05 |
| Kin Fai Lee 李健輝 | Rep 6 | 2012-02 | 2012-06 |
| Weida Sheng 盛韋達 | Rep 6 | 2012-07 | 2012-12 |
| Yue Keung Victor Tang 鄧裕強 | Rep 6 | 2012-08 | 2012-09 |
| Po Wan Tsang 曾寶雲 | Rep 6 | 2011-09 | 2012-06 |
| Yi (SFC:AYI863) Wang 王易 | Rep 6 | 2012-04 | 2012-08 |
| Ke (SFC:AYW737) Zhang 張可 | Rep 1, 6 | 2012-04 | 2013-01 |
Showing 1–21 of 21