Peng Kuan Chan
陳炳鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Kuan Chan (陳炳鈞), a licensed former licensee with CE reference ABM997. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South West Capital Limited 西南融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-04-20 | 2013-01-28 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-20 | 2012-04-16 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-14 | 2012-01-20 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-02-25 | 2011-11-26 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-22 | 2011-02-25 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-13 | 2011-01-22 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-21 | 2005-06-13 |