Sam Ching Sum Chan
陳錚森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Ching Sum Chan (陳錚森), a licensed Responsible Officer with CE reference AWO231. Currently licensed at 1 firm(s): Hong Kong ZH Capital Co., Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong ZH Capital Co., Limited 香港中昊資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-03-09 | present |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-25 | 2022-08-29 |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-06 | 2022-07-13 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-28 | 2020-05-03 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-17 | 2018-02-28 |
| CVP Capital Limited |
RO | Type 6 — Advising on corporate finance | 2017-03-31 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 1 — Dealing in securities | 2017-02-17 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 4 — Advising on securities | 2017-02-17 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2017-02-17 | 2017-03-31 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-27 | 2017-02-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2017-02-12 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-01 | 2016-10-27 |
| South West Capital Limited 西南融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-03 | 2012-11-30 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-28 | 2012-08-25 |