First Shanghai Capital Limited

第一上海融資有限公司

CE No. AES612 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Shanghai Capital Limited (第一上海融資有限公司), a Hong Kong-based licensed corporation with CE reference AES612. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 9 (total recorded over time: 55).

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Registered address

19/F, Wing On House, 71 Des Voeux Road, Central

Licence history

Activity	From	To
Type 6 — Advising on corporate finance	present	present

Licensed staff (all-time) (55)
Active on date

6 Advising on corporate finance

RO only

Name	Activities	First licensed	To
Sam Ching Sum Chan 陳錚森	RO 6 Rep 6	2018-01	2020-05
Chi Kwong Cheng 鄭志光	RO 6 Rep 6	Pre-2003	2022-12
Edmond Man Kit Kwan 關文傑	RO 6 Rep 6	2019-06	Present
Hon Man Eric Lee 李翰文	RO 6 Rep 6	Pre-2003	2014-11
Tseng Wing Lee 李崢嶸	RO 6 Rep 6	Pre-2003	2017-11
Ji'ou Liu 劉及歐	RO 6	Pre-2003	2005-09
Byron Ye Kai Tan 陳毅凱	RO 6	Pre-2003	2007-01
Junyan Wang 王俊彥	RO 6	Pre-2003	2006-12
Yimin Wang 王逸旻	RO 6 Rep 6	2012-10	2019-01
Kin Chiu Yam 任健超	RO 6 Rep 6	2019-05	Present
Helen Zee 徐閔	RO 6	Pre-2003	2011-05
Ziyu Cao 曹子予	Rep 6	2021-06	2025-12
Chiu Wai Chan 陳超偉	Rep 6	2008-01	2010-04
Eva Yee Wah (SFC:AGM562) Chan 陳綺華	Rep 6	Pre-2003	2007-11
Lai Yin (SFC:AOD812) Chan 陳麗賢	Rep 6	2007-10	2008-11
Shamrock Roy Chau 周尚立	Rep 6	2011-03	2013-06
Kin Man Cheng 鄭健民	Rep 6	Pre-2003	2005-02
Kit Sum Clara Cheng 鄭潔心	Rep 6	2008-03	2008-06
Yu Man Cheng 鄭宇汶	Rep 6	2010-08	2011-05
Ching Fung (SFC:BES727) Cheung 張澄楓	Rep 6	2017-05	2019-09
Yan To Cheung 張甄陶	Rep 6	2011-07	2014-11
Janice Man Wai Chiu 趙文慧	Rep 6	2019-07	Present
Pui Fan Chu 朱佩芬	Rep 6	2011-03	2011-04
Haoyu Fu 傅皓宇	Rep 6	2026-03	Present
Mengxi Guo 郭梦茜	Rep 6	2018-09	2020-05
Susanna Shuk Yi Ho 何淑儀	Rep 6	2007-09	2010-12
Xintong Huo 霍薪同	Rep 6	2018-10	2021-05
Keefe Chiu Fan Lai 黎昭帆	Rep 6	2005-09	2006-06
Wendy Zi Yin Lai 黎枳言	Rep 6	2004-04	2005-04
Paul Ka Lok Lam 林家樂	Rep 6	2016-04	2018-10
Wai Hing Lau 劉慧卿	Rep 6	2019-07	2022-07
Wei Lian 連威	Rep 6	2015-07	2017-02
Huayong Lin 林華勇	Rep 6	2017-11	Present
Yunfei Lu 盧云飛	Rep 6	2021-01	Present
Siu Keung Lui 呂小強	Rep 6	Pre-2003	2003-06
Li Mao 毛力	Rep 6	2013-01	2016-06
Alyssa Sui Wa Ng 伍瑞華	Rep 6	Pre-2003	2006-07
Michael Chun Man Ng 吳俊文	Rep 6	2008-05	2008-08
Yee Ling (SFC:BGE058) Ng 吳綺玲	Rep 6	2018-06	2019-10
Yi (SFC:AJH758) Song 宋漪	Rep 6	2005-04	2006-01
Lilei Sun 孫立蕾	Rep 6	2007-09	2012-02
Lai Yee Tai 戴麗兒	Rep 6	2009-02	2021-05
Raymond Ka Hei Tam 譚家熙	Rep 6	2007-07	2008-01
Roger Yat Fai Tang 鄧逸暉	Rep 6	2010-07	Present
Yik Hang Tang 鄧奕鏗	Rep 6	2026-05	Present
Ka Man (SFC:BEV354) Ting 丁嘉雯	Rep 6	2015-02	2023-10
Daiwei Wang 王黛瑋	Rep 6	2016-10	2018-08
Kenan Wang 王克楠	Rep 6	2014-05	2014-07
Patrick Wong 王崇珀	Rep 6	Pre-2003	2007-05
Shuyue Xiao 肖舒月	Rep 6	2014-06	2015-04
Wai Yau 邱惠	Rep 6	2004-05	2005-02
Yat On Yew 姚逸安	Rep 6	Pre-2003	2003-05
Brian Lok Hang Yuen 袁樂恒	Rep 6	2006-09	2007-04
Li (SFC:AXC570) Zhou 周禮	Rep 6	2011-04	2011-08
Xiongbin Zhu 朱雄彬	Rep 6	2026-05	Present