Alyssa Sui Wa Ng
伍瑞華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyssa Sui Wa Ng (伍瑞華), a licensed Responsible Officer with CE reference AEE670. Currently licensed at 1 firm(s): Alliance Capital Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-29 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-05-29 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-11 | 2017-05-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-07 | 2013-03-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-07 | 2013-03-08 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-11-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-11 | 2008-11-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-26 | 2008-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-26 | 2008-01-21 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-07 |