Yimin Wang
王逸旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yimin Wang (王逸旻), a licensed Responsible Officer with CE reference APN587. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-28 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-28 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-28 | 2022-05-17 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-14 | 2022-01-13 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-18 | 2019-05-14 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-12 | 2019-01-22 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-10 | 2014-11-12 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-26 | 2012-09-26 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-22 | 2012-08-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2011-07-08 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-31 | 2011-07-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-21 | 2011-03-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-21 | 2011-03-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-31 | 2011-03-11 |