Susanna Shuk Yi Ho
何淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Shuk Yi Ho (何淑儀), a licensed Responsible Officer with CE reference AJM676. Currently licensed at 1 firm(s): Gram Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gram Capital Limited 嘉林資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-29 | present |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-21 | 2014-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-03 | 2011-03-21 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-07 | 2010-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-06 | 2007-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2007-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-08 | 2007-08-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-28 | 2005-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-28 | 2005-07-08 |