Wai Yau
邱惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yau (邱惠), a licensed former licensee with CE reference AIU419. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-15 | 2026-05-07 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-05-28 | 2026-05-07 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-30 | 2021-05-28 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-15 | 2021-03-15 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-15 | 2021-03-15 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2016-06-15 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-01 | 2016-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-03 | 2016-04-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2008-09-03 | 2016-04-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-09-03 | 2016-04-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-16 | 2008-09-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-16 | 2008-09-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-06 | 2008-09-03 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-14 | 2008-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-07 | 2006-08-15 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-07 | 2006-08-15 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-19 | 2005-02-23 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-15 | 2004-05-17 |