Neutral Financial Holding Company Limited
中和金控有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neutral Financial Holding Company Limited (中和金控有限公司), a Hong Kong-based licensed corporation with CE reference AFB361. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 10 (total recorded over time: 85).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
Suite 2501, 25/F, Chinachem Century Tower, 178 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
Licensed staff (all-time) (85)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Samuel Shong Au-Yong 歐陽淞 | RO 6 Rep 6 | 2012-05 | 2015-03 |
| Moises Banares Bernardo | RO 4, 6 Rep 4, 6, 9 | Pre-2003 | 2012-09 |
| Hok Leung (SFC:AQE457) Chan 陳學良 | RO 1, 6 | 2010-02 | 2016-10 |
| Jianfeng Peter Chen 陳劍鋒 | RO 4, 9 Rep 4, 9 | 2018-04 | 2019-01 |
| Tsz Lan Chua 蔡紫蘭 | RO 4, 9 Rep 1, 4, 9 | 2016-05 | 2019-10 |
| Sung-Min Chung | RO 1, 4, 6 | 2017-08 | 2018-06 |
| Bin (SFC:BJK786) Du 杜斌 | RO 1, 4, 6, 9 | 2023-02 | Present |
| Xiao (SFC:BOA927) Feng 馮笑 | RO 4, 9 Rep 1, 4, 9 | 2019-03 | 2024-06 |
| Biao Fu 付飆 | RO 1, 4, 9 | 2019-06 | Present |
| Siu Laam Hau 侯肇嵐 | RO 6 Rep 1, 6, 9 | 2011-08 | 2017-03 |
| Martin He 何志雄 | RO 1, 4, 6 | 2018-11 | 2020-01 |
| Shengsui Hu 胡盛穗 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-11 | 2021-05 |
| Zhijun Huang | RO 4, 9 | 2023-11 | Present |
| Bing Wah Lam 林炳華 | RO 1, 6 Rep 1, 6 | 2009-01 | 2017-11 |
| Yik Yu Lee 李奕儒 | RO 6 Rep 6 | 2019-09 | Present |
| Fei Wan Loong 龍飛雲 | RO 1 | 2021-12 | 2025-11 |
| Gerard Joseph McMahon | RO 1, 4, 6, 9 | Pre-2003 | 2023-02 |
| Jung Won Suh 徐重源 | RO 1, 4, 6 | 2017-08 | 2018-04 |
| Jianzong Tu 屠建宗 | RO 1, 4, 6, 9 | 2026-04 | Present |
| Ten Lap Wan 溫天納 | RO 1, 6 Rep 1 | 2003-04 | 2015-02 |
| Kai Kok Wong 黃開豁 | RO 1, 4 | 2007-02 | 2008-03 |
| Yan Shun Wong 王恩信 | RO 1, 6 Rep 1, 6, 9 | 2011-10 | 2017-03 |
| Xuanhua Xi 席絢樺 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-09 | 2024-12 |
| Patrick Kai Cheung Yeung 楊佳錩 | RO 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Yu (SFC:BRV455) Zhang 张煜 | RO 1, 4, 6, 9 | 2023-04 | Present |
| Huiquan Cao 曹慧荃 | Rep 1, 6, 9 | 2014-12 | 2015-10 |
| Hiu Kei Chan 陳曉琪 | Rep 1, 6 | 2011-06 | 2014-06 |
| Ho Wai (SFC:AGG610) Chan 陳浩維 | Rep 4, 6, 9 | Pre-2003 | 2006-07 |
| Ivy Wing Han Chan 陳詠嫻 | Rep 1, 6 | 2003-07 | 2005-02 |
| Kiu Kwong Chan 陳喬光 | Rep 1, 6, 9 | 2014-09 | 2015-06 |
| Lawrence Yee Lim Chan 陳以廉 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Michelle Ka Ying Chan 陳珈瑩 | Rep 1, 6, 9 | 2017-02 | 2017-07 |
| Wing Han (SFC:BGE370) Chan 陳穎嫻 | Rep 1, 6, 9 | 2015-11 | 2017-11 |
| Qing (SFC:AOA971) Chen 陳慶 | Rep 1, 6 | 2006-11 | 2007-03 |
| Mei Wah Chu 朱美華 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Pui Fan Chu 朱佩芬 | Rep 1, 6 | 2009-03 | 2010-03 |
| King Wai Fan 范涇渭 | Rep 1, 6 | 2012-02 | 2013-12 |
| Ka Chun Fok 霍嘉俊 | Rep 1, 6, 9 | 2016-03 | 2016-10 |
| Kam Hung Fong 方錦洪 | Rep 1, 6 | 2009-10 | 2011-10 |
| Tiantian Hang 杭天天 | Rep 4, 9 | 2024-10 | Present |
| Kwun Kui Clarence Ho 何冠駒 | Rep 4, 9 | 2017-11 | 2018-01 |
| Lihua Jing 井麗華 | Rep 1, 6 | 2006-07 | 2007-11 |
| Suen Ni Kwok 郭宣妮 | Rep 1, 6 | 2017-11 | 2017-11 |
| Jimmy Ching Man Lai 黎政民 | Rep 1, 6 | 2009-04 | 2010-12 |
| Mabel Lam 林美寶 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| William Jing Yeung Lau 劉正揚 | Rep 1, 6 | 2007-01 | 2008-01 |
| Alan Yiu Chung Lee 李耀宗 | Rep 1, 4, 6 | 2006-09 | 2010-02 |
| Keke Li 李可可 | Rep 1, 4, 9 | 2025-11 | Present |
| Ming (SFC:AJH024) Li 李銘 | Rep 1, 6 | 2003-12 | 2007-10 |
| Pui Yee Li 李沛怡 | Rep 1, 6, 9 | 2008-05 | 2016-06 |
| Yuanzhou Li 李遠舟 | Rep 1, 6, 9 | 2015-04 | 2017-02 |
| Pak Fu Lim 林柏富 | Rep 1, 4, 9 | 2016-02 | 2016-04 |
| Hao (SFC:BDP061) Lin 林昊 | Rep 1, 6, 9 | 2014-08 | 2016-09 |
| Qian (SFC:BBU130) Liu 劉茜 | Rep 1, 6 | 2013-10 | 2015-07 |
| Chi Leung Lo 盧志良 | Rep 1, 6 | 2009-01 | 2013-02 |
| Lining Lu 盧麗宁 | Rep 1, 6, 9 | 2016-02 | 2017-12 |
| Man Fung Ng 吳泯峰 | Rep 1, 6, 9 | 2017-03 | 2017-11 |
| Kewei Ni 倪可為 | Rep 1, 6 | 2009-10 | 2014-08 |
| Wai Han Betsy Pon 潘衛嫻 | Rep 1, 6 | 2010-10 | 2011-01 |
| Tony Shu 徐成東 | Rep 1, 4, 6 | 2008-02 | 2009-04 |
| Oscar Kwok Leung Sin 單國樑 | Rep 1, 4, 6, 9 | 2019-02 | 2019-06 |
| Alfred Ronald Sou 仇夢軒 | Rep 1, 6, 9 | 2015-04 | 2017-12 |
| Yili Sun 孫一立 | Rep 1, 6 | 2006-06 | 2015-10 |
| Tsz Wai Tang 鄧子維 | Rep 1, 6 | 2010-05 | 2010-06 |
| Stephen Clifford Tisdall | Rep 4, 6 | 2005-09 | 2006-05 |
| Yiu Tong Tsai 蔡耀堂 | Rep 1, 6 | 2005-03 | 2005-09 |
| Haiou Wang 王海鷗 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Qiongyao Wang 王琼瑶 | Rep 1, 6, 9 | 2011-06 | 2017-12 |
| Zi (SFC:BOU036) Wang 王孜 | Rep 4, 6 | 2019-10 | 2020-10 |
| Alvin Cheuk Him Wong 黃卓謙 | Rep 1, 6 | 2010-12 | 2015-01 |
| Chi Chiu Wong 王志超 | Rep 6 | 2006-02 | 2006-09 |
| Hau Ling Wong 黃巧玲 | Rep 6 | 2016-03 | 2016-04 |
| Ho Yan (SFC:AMC582) Wong 黃可欣 | Rep 1, 6 | 2005-08 | 2006-09 |
| Jianying Xie 謝劍英 | Rep 1, 6 | 2008-01 | 2009-04 |
| Yuncheng Xu 許允成 | Rep 1, 4, 9 | 2019-10 | 2021-10 |
| Anqi Yang 楊安琪 | Rep 1, 6, 9 | 2012-09 | 2017-12 |
| Wai Yau 邱惠 | Rep 1, 6 | 2005-04 | 2006-08 |
| Eugene Yui Chi Yeung 楊睿知 | Rep 1, 6 | 2006-11 | 2007-09 |
| Yan Kei Ying 應仁基 | Rep 1, 6 | 2007-06 | 2009-09 |
| Ningyi Yu 俞宁毅 | Rep 1, 6 | 2007-12 | 2014-04 |
| Xiang Zhao 趙翔 | Rep 4, 9 | 2017-11 | 2018-04 |
| Yang (SFC:BWE318) Zhao 趙楊 | Rep 1, 6 | 2025-06 | Present |
| Shuang Zheng 鄭爽 | Rep 4, 9 | 2017-11 | 2018-01 |
| Chengwei Zhou 周丞瑋 | Rep 1 | 2026-01 | Present |
| Yun (SFC:AYX145) Zhou 周韵 | Rep 1, 6 | 2012-02 | 2012-07 |
Showing 1–85 of 85
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