Xiang Zhao
趙翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Zhao (趙翔), a licensed Responsible Officer with CE reference BLN130. Currently licensed at 1 firm(s): Mega Success Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-30 | present |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-30 | present |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-31 | 2022-03-30 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-31 | 2022-03-30 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-23 | 2021-07-13 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-23 | 2021-07-13 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-28 | 2021-03-23 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2021-03-23 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2018-04-01 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2017-11-30 | 2018-04-01 |