Gerard Joseph McMahon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerard Joseph McMahon ( ), a licensed former licensee with CE reference AEA410. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2004-07-28 | 2023-02-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 — Asset management | 2004-07-28 | 2023-02-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | present | 2023-02-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2023-02-08 |