Yan Shun Wong
王恩信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shun Wong (王恩信), a licensed Responsible Officer with CE reference AXV863. Currently licensed at 2 firm(s): ACAMHK Limited, Asian Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACAMHK Limited |
Rep | Type 9 — Asset management | 2023-09-06 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 4 — Advising on securities | 2021-09-13 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-26 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-02 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-24 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-24 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2017-01-23 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-21 | 2017-01-24 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-21 | 2017-01-24 |