Huiquan Cao
曹慧荃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huiquan Cao (曹慧荃), a licensed Representative with CE reference BEF665. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-13 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-28 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-28 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-14 | 2021-07-09 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-14 | 2021-07-09 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2017-06-22 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-26 | 2017-06-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-01 | 2015-10-09 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-01 | 2015-10-09 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2014-12-01 | 2015-10-09 |