Oscar Kwok Leung Sin
單國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Kwok Leung Sin (單國樑), a licensed former licensee with CE reference AVL136. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2023-06-02 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-15 | 2023-06-02 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-14 | 2020-12-15 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-14 | 2020-12-15 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-04-08 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-04-08 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-24 | 2020-04-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-02 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-02 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-28 | 2019-06-10 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2019-02-28 | 2019-06-10 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2019-02-11 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | 2019-02-11 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2015-09-29 | 2016-02-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2010-07-05 | 2015-09-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2010-07-05 | 2015-09-29 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2010-07-05 | 2015-09-29 |