Alvin Cheuk Him Wong
黃卓謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Cheuk Him Wong (黃卓謙), a licensed Responsible Officer with CE reference AWD487. Currently licensed at 1 firm(s): China Sunrise Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-10-23 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-10 | 2025-10-06 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-10 | 2025-10-06 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-10 | 2016-08-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-12 | 2015-07-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-12 | 2015-07-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2015-01-23 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-20 | 2015-01-23 |