Innovax Capital Limited

創陞融資有限公司
CE No. BDT371 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Innovax Capital Limited (創陞融資有限公司), a Hong Kong-based licensed corporation with CE reference BDT371. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 15 (total recorded over time: 52). Earliest licence on file: 2015-02-25.

Registered address

Room B, 13/F, Neich Tower, 128 Gloucester Road, Wan Chai

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2015-02-25 present
Type 6 — Advising on corporate finance 2015-02-25 present

Licensed staff (all-time) (52)
Active on date

Name Activities First licensed To
Lung Sang Chan 陳龍生 RO 1 2015-02 2017-04
Shamrock Roy Chau 周尚立 RO 1, 6 Rep 1, 6 2020-10 2026-05
Wilson Kin Cheung 張健 RO 6 2015-02 2016-05
Sai Tak Chu 朱世德 RO 1, 6 2016-11 Present
Chi Man Chung 鍾志文 RO 1, 6 2015-02 2026-05
Sik Lun Fung 馮錫倫 RO 1, 6 Rep 1, 6 2016-03 2026-04
Chi Ho Ho 何治豪 RO 1, 6 Rep 1, 6 2022-07 Present
Mun Lam Ip 葉滿林 RO 6 Rep 1, 6 2015-03 2025-10
Wai Man (SFC:AEI210) Kam 甘偉民 RO 1, 6 Rep 1, 6 2017-02 Present
Mei King Lau 柳美琼 RO 1 2015-02 2015-09
Erica Wai Yan Ling 凌偉欣 RO 1, 6 Rep 1, 6 2017-02 Present
Kai Pong Ng 伍啟邦 RO 6 Rep 1, 6 2017-01 Present
Calvin Siu Kuen Poon 潘兆權 RO 1, 6 2015-02 Present
Segundo Willy Sam Chang 沈維理 RO 6 2026-02 Present
Lilei Sun 孫立蕾 RO 6 Rep 1, 6 2018-03 Present
Kwok Leung Tam 譚國樑 RO 1, 6 2016-09 2017-01
Kai Tak Tong 唐繼德 RO 6 Rep 6 2023-06 Present
William Wai Tak Tong 唐偉德 RO 6 Rep 6 2023-11 2025-08
Wing Yi Tsui 徐穎儀 RO 6 Rep 1, 6 2017-04 2020-11
Alvin Cheuk Him Wong 黃卓謙 RO 6 Rep 1, 6 2015-08 2025-10
Chor Ming Wong 黃礎銘 RO 6 Rep 1, 6 2017-04 2020-11
Hua Xia 夏華 RO 6 Rep 1, 6 2018-03 Present
Karen Kar Man Yau 尤嘉敏 RO 1 Rep 1, 6 2021-11 2022-02
Chun Tung Au 區鎮東 Rep 1, 6 2017-03 2020-10
Germaine Chore Man Chan 陳楚雯 Rep 6 2021-09 Present
Tsz On Chan 陳子安 Rep 1, 6 2022-09 2025-11
Pinzhu Chen 陳品竹 Rep 1, 6 2018-03 2020-04
Horace Ho Wang Chu 朱浩宏 Rep 1, 6 2015-07 2016-04
Yu Fung Chung 鍾裕豐 Rep 1, 6 2015-12 2021-10
Xiaopeng Ge 葛小鹏 Rep 6 2023-02 Present
Wai Tung Kwok 郭偉東 Rep 1, 6 2017-02 Present
Wing Yuet Kwok 郭永悅 Rep 1, 6 2022-03 2023-05
Sing Cheong Kwong 鄺乘昌 Rep 1, 6 2016-05 2021-09
Hei Shing Lee 李禧盛 Rep 1, 6 2016-08 2017-02
Suet Yee Lee 李雪怡 Rep 1, 6 2018-03 2022-08
Ho Yin (SFC:BIQ834) Li 李浩賢 Rep 6 2026-04 Present
Lingchao Li 李凌超 Rep 6 2025-09 Present
Sze Lok Li 李施樂 Rep 1, 6 2017-08 2019-05
Wai Kin Li 李煒堅 Rep 1, 6 2018-03 2021-08
Yu Hin Ling 凌宇軒 Rep 1, 6 2017-02 2021-03
Muzi Liu 刘木子 Rep 1, 6 2018-08 2021-08
Jeremy King Yui Lo 盧璟睿 Rep 1, 6 2015-05 2019-08
Tak Shing Lung 龍德誠 Rep 6 2021-01 2023-08
Chun Hung Mok 莫鎮鴻 Rep 6 2020-05 2022-03
Sze Wing Ngai 倪思穎 Rep 1, 6 2018-01 2026-01
Ka Sun Daniel Shum 沈家燊 Rep 1, 6 2016-05 2019-10
Wen Si 斯文 Rep 1, 6 2018-07 2021-12
Long Ching Tang 鄧朗晴 Rep 6 2025-12 2026-04
Wai Ching Ronald Tse 謝韋正 Rep 1, 6 2016-03 2022-01
Wei Yan Tsoi 蔡維恩 Rep 1, 6 2018-02 2022-06
Haobin Wang 王昊斌 Rep 1, 6 2015-06 2021-07
Chun Yu Yeung 楊鎮宇 Rep 1, 6 2018-11 2020-07
Showing 1–52 of 52

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 2 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Related