Wen Si
斯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Si (斯文), a licensed Representative with CE reference BMK022. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-07 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2021-12-03 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-19 | 2021-12-03 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-06-08 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-02 | 2018-06-08 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-23 | 2018-03-21 |
| Pulsar Capital Limited 脈搏資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-23 | 2018-03-21 |