Segundo Willy Sam Chang
沈維理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Segundo Willy Sam Chang (沈維理), a licensed Responsible Officer with CE reference AHE451. Currently licensed at 1 firm(s): Innovax Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-02-04 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-13 | 2025-06-06 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 — Asset management | 2025-03-13 | 2025-06-06 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-14 | 2025-03-13 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-14 | 2025-03-13 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2024-07-25 | 2025-01-24 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 9 — Asset management | 2024-07-25 | 2025-01-24 |
| AccFin Corporate Finance Limited 安里融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-01-22 | 2024-07-24 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-15 | 2023-05-15 |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-05 | 2021-09-15 |
| Cedarlake Global International Limited 錦沄環球國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-24 | 2020-09-01 |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-15 | 2019-04-03 |
| AccFin Corporate Finance Limited 安里融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-19 | 2017-11-30 |
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-02-19 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-11 | 2015-09-01 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-11 | 2015-09-01 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-05 | 2014-07-31 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-02 | 2013-12-05 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-07 | 2013-07-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-18 | 2010-11-17 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-30 | 2010-11-17 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2009-05-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-18 | 2009-05-11 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-13 | 2007-07-09 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-12 | 2007-07-09 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-02 | 2006-09-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-06 | 2006-09-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-06 | 2006-09-12 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-10-06 | 2004-03-18 |