Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mirae Asset Wealth Management (HK) Limited (未來資產財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ANR723. Current licensed staff on file: 0 (total recorded over time: 94). Earliest licence on file: 2007-01-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-01-11 | 2017-02-28 |
| Type 4 — Advising on securities | 2007-10-09 | 2017-02-28 |
| Type 6 — Advising on corporate finance | 2007-10-09 | 2013-01-30 |
| Type 9 — Asset management | 2015-10-26 | 2017-02-28 |
Licensed staff (all-time) (94)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yip Hang Au 歐業亨 | RO 6 | 2008-10 | 2009-02 |
| William Conrad Belchere | RO 4 Rep 4 | 2009-10 | 2012-11 |
| Yiu Kei Philip Cheung 張耀其 | RO 1, 4, 9 Rep 1, 4 | 2015-06 | 2016-12 |
| Hyun Man Choi 崔鉉萬 | RO 1 | 2008-01 | 2010-05 |
| Ashley Robert William Dale | RO 1, 4 | 2011-11 | 2013-06 |
| Rohan John Dalziell | RO 4 Rep 4 | 2008-07 | 2011-06 |
| Jonathan Stiles Hancock | RO 1 Rep 1 | 2009-06 | 2013-04 |
| Ho Ming Ho 何浩明 | RO 1, 4 Rep 1, 4 | 2008-03 | 2017-02 |
| Sangjoon Kim 金尚俊 | RO 1, 4, 9 | 2013-08 | 2017-02 |
| Hoi Cheung Kwan 關凱翔 | RO 4 | 2007-10 | 2009-04 |
| Wing Lok Kwan 關榮樂 | RO 4 Rep 4 | 2009-04 | 2013-06 |
| Dickson Yee Yin Lam 林貽賢 | RO 4, 9 Rep 1 | 2014-10 | 2017-02 |
| Kyung Young Lee | RO 1, 4, 6 | 2007-01 | 2012-06 |
| Tae Suk Lee | RO 6 Rep 1 | 2007-08 | 2012-09 |
| Heung Chuen Leung 梁享全 | RO 1, 4 | 2007-01 | 2017-02 |
| Simon Ng 伍世榮 | RO 1, 6 Rep 1 | 2007-07 | 2008-10 |
| Jung Ho Rhee 李禎鎬 | RO 4 Rep 1, 4, 6 | 2008-10 | 2011-05 |
| Vincent Wai Sing Yu 余偉成 | RO 1 Rep 1 | 2008-04 | 2011-06 |
| Hyun Suk Bae | Rep 1 | 2014-03 | 2015-04 |
| Daniel Robert Baker | Rep 4 | 2008-11 | 2010-06 |
| Michael Bartus Bugel | Rep 1, 4 | 2008-11 | 2010-07 |
| Wilson Hang Chai 齊恆 | Rep 4 | 2009-01 | 2011-03 |
| Kwok Leung Dennis Chan 陳國樑 | Rep 1 | 2010-08 | 2011-08 |
| Hsun-Chih Chang 張玄志 | Rep 4 | 2009-12 | 2010-09 |
| Tsz Kit Cheung 張子傑 | Rep 4 | 2010-02 | 2011-12 |
| Yee Fan Cheung 張懿帆 | Rep 1, 4 | 2009-05 | 2013-04 |
| Hoon Shik Cho | Rep 1 | 2007-09 | 2011-06 |
| Kaiser Wing Kai Choi 蔡榮楷 | Rep 4 | 2007-10 | 2010-01 |
| Yuen Man Alice Chong 莊婉文 | Rep 4 | 2010-11 | 2011-12 |
| Steve Sae-Hwan Chung | Rep 1 | 2009-11 | 2010-08 |
| Jane Clarkson Dillon | Rep 4 | 2012-09 | 2013-04 |
| Ron Hiu Lam Ha 夏曉嵐 | Rep 1 | 2009-02 | 2010-05 |
| Steven Sang Il Han | Rep 1 | 2008-04 | 2011-05 |
| Derek Hopkins Hillen | Rep 1 | 2010-06 | 2012-06 |
| Hung Chi Ho 何鴻智 | Rep 4 | 2011-08 | 2011-11 |
| Chien Han Hong 洪千涵 | Rep 4 | 2010-02 | 2010-10 |
| Dae Suk Hong 洪大錫 | Rep 1 | 2011-04 | 2012-07 |
| Rebecca Chih-Ching Hu 胡芝菁 | Rep 1 | 2011-07 | 2012-03 |
| Fai Hwang 黃輝 | Rep 4 | 2007-12 | 2010-05 |
| Sung Taek Hwang | Rep 1 | 2011-12 | 2013-06 |
| Youngjean Hwang | Rep 4 | 2008-10 | 2010-08 |
| Sy Wah Jim 詹世華 | Rep 1 | 2010-04 | 2011-12 |
| Pui Lai Kan 簡佩麗 | Rep 1 | 2012-02 | 2013-04 |
| Tsang Fu Kan 耿增富 | Rep 1 | 2007-08 | 2010-08 |
| Ajay Singh Kapur | Rep 4 | 2008-07 | 2010-07 |
| Gregory Byung Kuan Kim | Rep 1 | 2013-08 | 2014-07 |
| Hyun Ho Kim 金賢鎬 | Rep 1 | 2011-08 | 2012-07 |
| Ki Fung Kong 江琦峰 | Rep 1 | 2007-12 | 2008-05 |
| Monica Ze Wa Lam 林詩華 | Rep 1 | 2009-04 | 2013-04 |
| Hwa Jen Lau 劉華仁 | Rep 4 | 2009-12 | 2010-09 |
| Stephanie Chi Ling Lau 劉致伶 | Rep 4 | 2009-12 | 2013-06 |
| Kin Fat Law 羅建發 | Rep 1 | 2009-09 | 2011-04 |
| Eun Young Lee | Rep 4 | 2007-12 | 2008-06 |
| Ilhwa Lee | Rep 4 | 2008-10 | 2010-05 |
| Yuk Man Lee 李育文 | Rep 4 | 2008-04 | 2010-05 |
| Nan (SFC:AVE780) Li 李南 | Rep 4 | 2010-05 | 2013-04 |
| Wei (SFC:AYA386) Li 李偉 | Rep 4 | 2011-09 | 2011-12 |
| Daeyun Lim 林大潤 | Rep 4 | 2009-01 | 2011-12 |
| Xiao Ning Liu 劉曉寧 | Rep 4 | 2010-12 | 2013-04 |
| Adrian Phillip Lowe 劉世君 | Rep 4 | 2011-02 | 2012-07 |
| Priscilla Hau Yi Luk 陸巧兒 | Rep 4 | 2008-07 | 2010-06 |
| Wang Chiu Ma 馬宏超 | Rep 1 | 2010-07 | 2011-05 |
| Michael Chun Man Ng 吳俊文 | Rep 6 | 2008-10 | 2009-02 |
| Wai Kei (SFC:AOU650) Ng 吳煒基 | Rep 4 | 2008-11 | 2013-04 |
| Yuki Nishio 西尾由紀 | Rep 1 | 2012-07 | 2014-02 |
| Patrick Kwok Hung Pong 龐國鴻 | Rep 4 | 2007-10 | 2012-07 |
| Je-Hyun Ryu | Rep 4 | 2007-12 | 2011-03 |
| Segundo Willy Sam Chang 沈維理 | Rep 1, 6 | 2007-07 | 2009-05 |
| Ritesh Samadhiya | Rep 4 | 2008-07 | 2010-06 |
| Patricia Choon May See | Rep 1 | 2009-07 | 2010-05 |
| Nipun Sharma | Rep 4 | 2010-01 | 2012-07 |
| Yik Hung Shiu 蕭奕雄 | Rep 1 | 2010-01 | 2013-04 |
| Selina Lim Sia 謝琳 | Rep 4 | 2009-09 | 2012-06 |
| Paul Rodger Snelgrove | Rep 4 | 2010-12 | 2011-12 |
| Fei (SFC:AWK584) Sun 孫飛 | Rep 4 | 2010-12 | 2012-05 |
| Su-Jin Sung | Rep 4 | 2010-01 | 2010-12 |
| Jeffrey Lap Hang Tam 談立亨 | Rep 1 | 2011-07 | 2013-04 |
| John Allen Wadle | Rep 4 | 2009-08 | 2011-12 |
| Zizhou Wang 王子舟 | Rep 1 | 2012-10 | 2013-04 |
| Tianli Wen 溫天力 | Rep 4 | 2010-01 | 2012-07 |
| Lok Sang Wong 黃樂生 | Rep 4 | 2011-02 | 2012-07 |
| Sheung Yeung Wong 王上揚 | Rep 1 | 2011-07 | 2012-03 |
| Ying Kit Wong 黃英傑 | Rep 1 | 2007-07 | 2007-07 |
| Bo (SFC:AWW707) Yang 楊博 | Rep 4 | 2011-03 | 2013-04 |
| Jie (SFC:AXW975) Yang 楊婕 | Rep 4 | 2011-08 | 2013-04 |
| Jin Yang 楊晉 | Rep 4 | 2011-07 | 2012-05 |
| Wan-Ting Yang 楊椀婷 | Rep 4 | 2011-06 | 2012-07 |
| Keith Kwok Ki Yeung 楊國基 | Rep 4 | 2009-06 | 2012-07 |
| Tsui Yan Yeung 楊翠茵 | Rep 1 | 2010-01 | 2013-04 |
| Kirk Ho Man Yip 葉浩文 | Rep 1, 4, 6 | 2010-05 | 2011-05 |
| Ji Hye Yoo | Rep 4 | 2008-10 | 2010-07 |
| Timothy James Young | Rep 1 | 2010-06 | 2011-09 |
| Wai Kin (SFC:ASP979) Yuen 袁偉健 | Rep 1 | 2010-08 | 2017-02 |
| Cui Zhao 趙璀 | Rep 4 | 2011-09 | 2013-04 |
Showing 1–94 of 94