Ho Ming Ho
何浩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Ho (何浩明), a licensed Responsible Officer with CE reference AGC647. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-23 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-06-08 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-01 | 2023-06-08 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2025-05-23 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-28 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-28 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-06-20 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-14 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-12 | 2013-05-14 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-05 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |