Ki Fung Kong
江琦峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Fung Kong (江琦峰), a licensed Responsible Officer with CE reference AMF054. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-08 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-08 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-02-08 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2018-02-08 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-26 | 2017-03-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-12 | 2014-09-28 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-12 | 2014-09-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-05 | 2014-03-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-17 | 2014-03-03 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-07 | 2014-03-03 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-14 | 2014-03-03 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-18 | 2009-08-31 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-06-18 | 2009-08-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-05-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2007-11-23 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2007-11-23 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-18 | 2007-11-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-31 | 2007-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2007-06-09 |