HSBC Broking Securities (Asia) Limited

滙豐金融證券(亞洲)有限公司
CE No. ABX727 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking Securities (Asia) Limited (滙豐金融證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ABX727. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 48 (total recorded over time: 522). Earliest licence on file: 2015-01-19.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

Level 25 HSBC Main Building, 1 Queen's Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities 2015-01-19 present
Type 4 — Advising on securities present 2004-09-10
Type 6 — Advising on corporate finance present 2004-09-10
Type 7 — Providing automated trading services present 2003-09-02
Type 9 — Asset management present 2004-09-10

Licensed staff (all-time) (522)
Active on date

Name Activities First licensed To
Stephen Shu Tin Chang 張樹田 RO 1 Rep 1 2008-01 Present
Tsz Ming Solomon Cheng 鄭子明 RO 1, 4 Rep 1, 4 2022-05 2023-04
Shu Yan Cheung 張澍昕 RO 1 Rep 1 2008-02 2016-02
Ching Lan Chin 錢靜蘭 RO 1, 4 Rep 1 2014-04 2019-06
Kinson Keng Wah Chow 周健華 RO 1 Rep 1 2023-10 Present
Shu Woon Chung 鍾樹垣 RO 1, 4 Rep 1 2014-04 2016-07
Wai Man Fu 傅偉民 RO 1, 4 2014-04 2018-10
Chi Yung Hil 許志勇 RO 1, 4 Rep 1, 4 2017-03 2018-09
Sammy Kin Wan Ho 何建寰 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2013-12
Winston Hon Tao Ho 何漢滔 RO 1 Rep 1 2024-09 2026-02
Yan Ho 何欣 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2020-08
Kenneth Kwok Keung Keung 姜國強 RO 1, 4, 6, 7, 9 Pre-2003 2010-02
Ronnie Chun Hung Kung 龔臻虹 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Pak Chung Kwan 關百忠 RO 1, 4, 6, 7, 9 Pre-2003 2009-11
Chi Hung Kwok 郭熾雄 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Wing Ho Felix Kwok 郭永晧 RO 1 Rep 1 2024-12 Present
Patrick Shun Wai Lai 賴汛維 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Josephine Wai Yan Lam 林惠茵 RO 1, 4 Rep 1, 4 2019-05 2022-06
Siu Man (SFC:ACV996) Lau 劉紹文 RO 4 Rep 1, 4 2014-06 Present
Chi Kin (SFC:BAX162) Lee 李志建 RO 1, 4 Rep 1, 4 2021-05 Present
Chi Hang (SFC:AKO773) Leung 梁志恒 RO 1, 4 Rep 1, 4 2025-01 2025-07
Hung Wah Leung 梁孔華 RO 1, 4, 6, 7, 9 Pre-2003 2012-01
Kum Hing Li 李錦慶 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Lawrence Yip Cheong Lo 盧業昌 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2010-10
Priscilla Ching Miu Ma 馬清梅 RO 1, 4, 6, 7, 9 Rep 1, 7 Pre-2003 2012-08
Stephen Chi Kwan Ng 吳志坤 RO 1, 4, 6, 7, 9 Rep 7 Pre-2003 2018-04
Man Hoi Que 郭文凱 RO 4 Rep 1, 4 2014-09 2017-06
Tat Yan Shang 尚達人 RO 1, 4, 6, 7, 9 Pre-2003 2011-11
Yiu Sang Sin 冼耀生 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Jack Kwok Wai Tam 譚國偉 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2015-09
Tammy Yee Mee Tam 譚綺薇 RO 1, 4, 6, 7, 9 Rep 1, 7 Pre-2003 2011-02
Michael Hing Yuen Tong 唐慶元 RO 1, 4, 6, 7, 9 Pre-2003 2014-07
Kim Ming Tse 謝劍明 RO 1 Rep 1 2014-11 2025-10
Ki Wo 鄔奇 RO 1, 4 Rep 1, 4 2014-07 Present
Anna Wai Kwan Wong 黃慧群 RO 1 2009-12 2011-10
Edward Fai Yue Wong 黃輝宇 RO 1 Rep 1, 4 2014-06 2018-03
Po Kit Wong 黃譜傑 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2024-06
Tommy Chiu Tung Wong 黃照桐 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2008-08
Ying Kwan Wong 王應坤 RO 1 2010-05 2014-04
Kam Wing Yeung 楊錦榮 RO 1, 7 Rep 1, 7 Pre-2003 2013-12
Kam Ting Yim 嚴錦婷 RO 1 Rep 1, 4 2018-03 2021-09
Andrew Leung Wai Yiu 姚亮威 RO 1, 4 Rep 4 2017-09 2025-12
Jeffrey Fai Kit Au 區暉杰 Rep 1, 4 2017-01 2022-09
Wai Ling Bow 鮑慧苓 Rep 1, 4, 6, 7, 9 Pre-2003 2016-07
Alan Kwok Lun Chan 陳國麟 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Amy Ka Wing Chan 陳嘉詠 Rep 1, 4 2013-12 2021-06
Carter Edward Chan 陳鎮華 Rep 1 2007-01 2009-12
Charlotte Tze Ying Chan 陳芷瑩 Rep 1 2015-05 2018-04
Cheuk Fung Chan 陳卓鋒 Rep 1 2007-12 2013-12
Cheuk Wei Chan 陳卓蕙 Rep 1 2019-01 2020-09
Cheuk Yiu Chan 陳焯堯 Rep 1 2010-06 2012-05
Chi Ho (SFC:BCO707) Chan 陳志豪 Rep 1, 4 2014-01 2021-08
Chi Ping Chan 陳志平 Rep 1, 4 2020-11 2022-02
Chi Yin (SFC:BOP754) Chan 陳志彥 Rep 1, 4 2022-03 2025-02
Christina Simin Chan 陳關思敏 Rep 1 2008-04 2015-07
Chun Yin Christopher Chan 陳俊彥 Rep 1 2010-05 2011-07
Chung Wing Chan 陳頌榮 Rep 1, 4 2019-10 Present
Elen Chan 陳愛蘭 Rep 1, 4, 6, 7, 9 Pre-2003 2012-01
Hei Ming (SFC:ASO239) Chan 陳希明 Rep 1 2011-05 2013-12
Ho Wai (SFC:ANU067) Chan 陳浩偉 Rep 1 2011-05 2014-08
Hoi Fung Chan 陳凱峰 Rep 1, 4, 6, 7, 9 Pre-2003 2004-03
Ka Ki Chan 陳家祺 Rep 1 2004-01 2004-03
Ka Kit Chan 陳家傑 Rep 1, 4 2013-03 2016-12
Ka Wai (SFC:APP683) Chan 陳嘉慧 Rep 1, 4 2014-04 2016-03
Kilian Kwan Leong Chan 陳鈞量 Rep 1 2007-01 2013-12
Kin Ying Chan 陳建瑛 Rep 1 2021-11 2024-06
King Hong Chan 陳景康 Rep 1 2021-08 2022-05
Man Yuen Chan 陳文源 Rep 1, 4 2014-07 2016-04
Micheal Hiu Ming Chan 陳曉銘 Rep 1 2007-01 2012-05
Ming Fai (SFC:ACE535) Chan 陳明輝 Rep 1, 4, 6, 7, 9 Pre-2003 2009-07
Nelson Chan 陳乃成 Rep 1 2006-11 2013-12
On Yi (SFC:BKF950) Chan 陳安怡 Rep 1 2017-08 2019-08
Pak Hei (SFC:BBJ062) Chan 陳柏熹 Rep 1, 4 2019-03 2026-01
Pak Ming Chan 陳百明 Rep 1 2017-01 2022-08
Priscillar Mei Ling Chan 陳美玲 Rep 1, 4, 6, 7, 9 Pre-2003 2021-04
Pui Fong (SFC:ANK379) Chan 陳佩芳 Rep 1 2006-06 2015-04
Pui Lai Chan 陳珮麗 Rep 1 2008-05 2010-06
Samson Chi Shun Chan 陳子舜 Rep 1 2007-12 2011-06
Shu Ming Chan 陳樹明 Rep 1, 4, 6, 7, 9 Pre-2003 2015-05
Siu Chung (SFC:BQB572) Chan 陳兆聰 Rep 1, 4 2022-05 2022-10
Sze Yuen Chan 陳思遠 Rep 1, 4 2022-04 2025-06
Tak Sum Chan 陳德森 Rep 1, 4 2020-11 2024-02
Tommy Kwok Ming Chan 陳國明 Rep 1 2015-08 2021-10
Tsz Ping Chan 陳梓萍 Rep 1, 4 2007-08 Present
Tung Wa Chan 陳東華 Rep 1, 4 2010-07 2015-05
Tung Yu Chan 陳彤宇 Rep 1, 4 2014-03 2017-06
Wai Suen Chan 陳偉煊 Rep 1 2005-08 2005-10
Wang Yip Chan 陳宏業 Rep 1 2004-03 2006-04
Wilson Wai Hang Chan 陳瑋恆 Rep 1 2009-07 2013-12
Wing Sze (SFC:BDC212) Chan 陳穎詩 Rep 1 2014-03 2014-09
Wing Sze (SFC:BIZ710) Chan 陳穎思 Rep 1, 4 2020-09 2021-05
Wing Yan (SFC:AFT912) Chan 陳詠恩 Rep 1, 4, 6, 7, 9 Pre-2003 2005-09
Yau Kwan Chan 陳柔君 Rep 1, 4 2017-01 2017-04
Yuk Chi Chan 陳玉芝 Rep 1, 4, 6, 7, 9 Pre-2003 2012-01
Vivian Hoi Yan Chang 張凱欣 Rep 1, 4 2014-09 2016-08
Yee Ting Chang 張依婷 Rep 1 2013-12 2014-04
Ka Hang Chau 周嘉恆 Rep 1 2004-03 2007-03
Chi Hing Chen 陳志興 Rep 1 2005-05 2005-10
Chi Fung Cheng 鄭智鋒 Rep 1 2010-11 2011-01
Chi Kin (SFC:BKV086) Cheng 鄭智鍵 Rep 1, 4 2017-09 2021-08
Showing 1–100 of 522

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