Tung Yu Chan
陳彤宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Yu Chan (陳彤宇), a licensed Responsible Officer with CE reference BDD732. Currently licensed at 1 firm(s): Infinite Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | present |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 9 — Asset management | 2018-05-29 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2017-06-20 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-08-14 | 2017-06-20 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-25 | 2017-06-20 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-25 | 2017-06-20 |