Man Yuen Chan
陳文源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yuen Chan (陳文源), a licensed Responsible Officer with CE reference APX122. Currently licensed at 1 firm(s): Motto Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-03 | present |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-05 | present |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-18 | 2022-12-05 |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-14 | 2022-02-20 |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-08 | 2021-07-14 |
| Afflux Securities Limited 上高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2021-01-10 |
| Afflux Securities Limited 上高證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-21 | 2021-01-10 |
| Afflux Securities Limited 上高證券有限公司 |
Rep | Type 9 — Asset management | 2020-09-21 | 2021-01-10 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | 2020-07-22 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-11 | 2020-07-22 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2019-03-11 | 2020-07-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-03 | 2018-05-14 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 — Asset management | 2017-08-03 | 2018-05-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-11 | 2017-07-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-11 | 2017-07-28 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2016-04-13 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-02-13 | 2016-04-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2016-04-13 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-30 | 2016-04-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-27 | 2014-03-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-27 | 2014-03-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-26 | 2012-02-22 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-26 | 2012-02-22 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-22 | 2011-05-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-23 | 2011-05-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-31 | 2011-05-09 |